DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Three Seasons Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Wendell Drew HillPlanmember Securities Corporation independent RIAThree Seasons Wealth independent RIARIA to RIADec 1, 2025Dec 12, 2025
Theresa Marie SommerdykeMorgan Stanley wirehouseThree Seasons Wealth independent RIAWirehouse to independent RIAMar 25, 2025Apr 25, 2025 (31 d)
Kyle D GloverMorgan Stanley wirehouseThree Seasons Wealth independent RIAWirehouse to independent RIAAug 14, 2024Sep 13, 2024
Daniel Kent De MilleMorgan Stanley wirehouseThree Seasons Wealth independent RIAWirehouse to independent RIAJun 11, 2024Jun 18, 2024
Jaycee Don CarrollWells Fargo Advisors wirehouseThree Seasons Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 25, 2023Jul 10, 2023
Tory Vaughn ParkeWells Fargo Advisors wirehouseThree Seasons Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 19, 2023Jul 10, 2023
Dustin Michael GordonWells Fargo Advisors wirehouseThree Seasons Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 19, 2023Jul 10, 2023
Page 1 of 1
7 moves match.