DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gainline Financial Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Emily M BandoniStrategic Advisers LLC national BDGainline Financial Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2026Jul 23, 2026
Nadia CrainichStrategic Advisers LLC national BDGainline Financial Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2025Aug 3, 2025
Summer VaughanFidelity Personal And Workplace Advisors BD affiliatedGainline Financial Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2024Dec 6, 2024
Casey Lee WessonFidelity Personal And Workplace Advisors BD affiliatedGainline Financial Partners, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2024Sep 6, 2024
Sonya GillisWells Fargo Advisors wirehouseGainline Financial Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 12, 2023Jun 5, 2023
Paul B RohrWells Fargo Advisors wirehouseGainline Financial Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 12, 2023Jun 5, 2023
Charles Claude Henry BarkmeierWells Fargo Advisors wirehouseGainline Financial Partners, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 12, 2023Jun 5, 2023
Page 1 of 1
7 moves match.