DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Apollo Manager, LLC

Other adviserNew York, New YorkCRD 327828SEC 801-128790websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Aug 25, 2023 · 10 filings
SEC status approved since Sep 25, 2023
RAUM
$3.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,564
912 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$3.6B as of Mar 31, 2026
Mar 28, 2024$266M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20240 then
Employees (5.A)3,564 as of Mar 31, 2026
Mar 28, 20242,909 then
Private funds: no history
RAUM +181% over the last fiscal yearIARs 0 to 0offices 32 to 28
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.8BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived29 offices incl. principal (1.F.5)
RAUM growth, one year
+181%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=571.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A Whitney Chatterjee · Chief Legal Officercontrol
        since 05/2023 · owns less than 5%
      • Bernard Martin Kelly · Chief Financial Officer Of Apollo Global Management, Inc.control
        since 04/2023 · owns less than 5%
      • Martin Scott Kleinman · Co-President Of Apollo Asset Management, Inc.control
        since 04/2023 · owns less than 5%
      • Kenan Yael Levy · Chief Compliance Officercontrol
        since 04/2023 · owns less than 5%
      • Jeffrey Marc Rowan · Chief Executive Officer Of Apollo Global Management, Inc.control
        since 04/2023 · owns less than 5%
      • Charles James Zelter · Co-President Of Apollo Asset Management, Inc.control
        since 04/2023 · owns less than 5%
      Entity owners
      • Apollo Management Holdings, L.P. · Sole Member
        direct · owns 75% or more
      • Amh Holdings (Delaware), L.P. · Limited Partner
        indirect · owns 75% or more of Apollo Management Holdings, L.P.
      • Amh Holdings Gp, Ltd. · General Partner
        indirect · owns F of Amh Holdings (Delaware), L.P.
      • Apo Corp. · Sole Shareholder
        indirect · owns 75% or more of Amh Holdings Gp, Ltd.
      • Apo Corp. · Limited Partner
        indirect · owns 50% to 75% of Amh Holdings (Delaware), L.P.
      • Apo Corp. · Sole Member
        indirect · owns 75% or more of Apollo Management Holdings Gp, LLC
      • Apollo Asset Management, Inc. · Sole Shareholder
        indirect · owns 75% or more of Apo Corp. · public reporting company
      • Apollo Asset Management, Inc. · Limited Partner
        indirect · owns 25% to 50% of Amh Holdings (Delaware), L.P. · public reporting company
      • Apollo Global Management, Inc. · Sole Shareholder
        indirect · owns 75% or more of Apollo Asset Management, Inc. · public reporting company
      • Apollo Management Holdings Gp, LLC · General Partner
        indirect · owns F of Apollo Management Holdings, L.P.
      Related persons
      Schedule D 7.A
      Advisers that list Apollo Manager, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Goregaon East, Mumbai, India577 employees
      • New York, NY431 employees
      • London, United Kingdom360 employees
      • El Segundo, CA221 employees
      • Greenwich, CT108 employees
      • Singapore, Singapore40 employees
      • Hong Kong, Hong Kong29 employees
      • Irvine, CA24 employees
      • Miami, FL23 employees
      • Phoenix, AZ22 employees
      • Woodland Hills, CA21 employees
      • Tokyo, Japan17 employees
      • Los Angeles, CA17 employees
      • Bkc, Bandra (East), Maharashtra, India17 employees
      • West Des Moines, IA10 employees
      • Bethesda, MD9 employees
      • Houston, TX9 employees
      • Sydney, Australia9 employees
      • Carlsbad, CA7 employees
      • Amsterdam, Netherlands6 employees
      • Palm Beach, FL6 employees
      • Gurugram, India5 employees
      • Milan, Italy4 employees
      • Orlando, FL3 employees
      • Abu Dhabi, United Arab Emirates2 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 31, 2026
        RAUM (Item 5.F) moved from $1,267,186,890 to $3,555,400,091 (+181.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (231 comparable advisers, 95.0th percentile of changes)
        peers: other advisers, $1B to $5B (231) · 95% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Advisory employees · 842 to 912
        Sep 2, 2025 to Mar 31, 2026
      • BD registered reps · 336 to 571
        Sep 2, 2025 to Mar 31, 2026
      • Employees · 3,126 to 3,564
        Sep 2, 2025 to Mar 31, 2026
      • Other offices · 32 to 28
        Sep 2, 2025 to Mar 31, 2026
      • Discretionary RAUM · $1.3B to $3.6B
        Sep 2, 2025 to Mar 31, 2026
      • RAUM · $1.3B to $3.6B
        Sep 2, 2025 to Mar 31, 2026
      • Employees · 2,909 to 3,126
        Jan 22, 2025 to Mar 31, 2025
      • Accounts · 1 to 2
        Jan 22, 2025 to Mar 31, 2025
      • Advisory employees · 774 to 842
        Jan 22, 2025 to Mar 31, 2025
      • BD registered reps · 397 to 336
        Jan 22, 2025 to Mar 31, 2025
      • Financial planning clients · unset to
        Jan 22, 2025 to Mar 31, 2025
      • Discretionary RAUM · $266M to $1.3B
        Jan 22, 2025 to Mar 31, 2025
      • RAUM · $266M to $1.3B
        Jan 22, 2025 to Mar 31, 2025
      • Advisory employees · 2,540 to 774
        Nov 6, 2023 to Mar 28, 2024
      • BD registered reps · 384 to 397
        Nov 6, 2023 to Mar 28, 2024
      • Assets in custody · 164000000.0 to unset
        Nov 6, 2023 to Mar 28, 2024
      • Custody of client assets · true to false
        Nov 6, 2023 to Mar 28, 2024
      • Employees · 2,540 to 2,909
        Nov 6, 2023 to Mar 28, 2024
      • Discretionary RAUM · $164M to $266M
        Nov 6, 2023 to Mar 28, 2024
      • RAUM · $164M to $266M
        Nov 6, 2023 to Mar 28, 2024
      • Accounts · unset to 1.0
        Aug 25, 2023 to Nov 6, 2023
      • Assets in custody · $0 to $164M
        Aug 25, 2023 to Nov 6, 2023
      • Discretionary RAUM · unset to 164000000.0
        Aug 25, 2023 to Nov 6, 2023
      • Non-discretionary RAUM · unset to 0.0
        Aug 25, 2023 to Nov 6, 2023
      • RAUM · unset to 164000000.0
        Aug 25, 2023 to Nov 6, 2023
      Signals
      6 dated events
      • Apollo Manager, Llc reported RAUM $3.6B, up 181% from $1.3B (2025-09-02 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • Apollo Manager, Llc reported RAUM $1.3B, up 377% from $265.7M (2025-01-22 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • A Whitney Chatterjee (Chief Legal Officer) appeared on Schedule A of Apollo Manager, Llc
        May 10, 2024 · Control person joined · fact
      • Joseph John Suydam (Chief Legal Officer) no longer on Schedule A of Apollo Manager, Llc (listed 2024-03-28, absent 2024-05-10)
        May 10, 2024 · Control person left · inference
      • Apollo Manager, Llc reported RAUM $265.7M, up 62% from $164.0M (2023-11-06 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Apollo Manager, Llc filed its initial SEC registration (Form ADV)
        Aug 25, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/griffin-capitalreportedpublic record, Form ADV, Sep 17, 2026
      Firm profile
      linkedin.com/company/apollo-global-management-increportedpublic record, Form ADV, Sep 17, 2026
      Website
      apollo.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      212-515-3200reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026