DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aris Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Apr 7, 2022 · 16 filings
SEC status approved since Sep 23, 2022
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,564
912 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
1
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$2.1B as of Mar 31, 2026
Mar 31, 2023$236M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)3,564 as of Mar 31, 2026
Mar 31, 20232,540 then
Private funds1 as of Mar 31, 2026
Mar 31, 20231 then
RAUM +66% over the last fiscal year+107% a year over threeIARs 0 to 0offices 32 to 28
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +66%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=571.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Apollo Real Estate Income Idf, LP | Other Private Fund | $0 | 1 | Feb 16, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A Whitney Chatterjee · Chief Legal Officercontrolsince 05/2023 · owns less than 5%
- Bernard Martin Kelly · Chief Financial Officer Of Apollo Global Management, Inc.controlsince 01/2022 · owns less than 5%
- Martin Scott Kleinman · Co-President Of Apollo Asset Management, Inc.controlsince 01/2022 · owns less than 5%
- Kenan Yael Levy · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
- A Stuart Rothstein · Vice Presidentcontrolsince 09/2021 · owns less than 5%
- Jeffrey Marc Rowan · Chief Executive Officer Of Apollo Global Management, Inc.controlsince 01/2022 · owns less than 5%
- Charles James Zelter · Co-President Of Apollo Asset Management, Inc.controlsince 01/2022 · owns less than 5%
Entity owners
- Apollo Global Real Estate Management, L.P. · Sole Memberdirect · owns 75% or more
- Amh Holdings (Delaware), L.P. · Limited Partnerindirect · owns 75% or more of Apollo Management Holdings, L.P.
- Amh Holdings Gp, Ltd. · General Partnerindirect · owns F of Amh Holdings (Delaware), L.P.
- Apo Corp. · Limited Partnerindirect · owns 50% to 75% of Amh Holdings (Delaware), L.P.
- Apo Corp. · Sole Shareholderindirect · owns 75% or more of Amh Holdings Gp, Ltd.
- Apo Corp. · Sole Memberindirect · owns 75% or more of Apollo Management Holdings Gp, LLC
- Apollo Asset Management, Inc. · Limited Partnerindirect · owns 25% to 50% of Amh Holdings (Delaware), L.P. · public reporting company
- Apollo Asset Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apo Corp. · public reporting company
- Apollo Global Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apollo Asset Management, Inc. · public reporting company
- Apollo Global Real Estate Management Gp, LLC · General Partnerindirect · owns F of Apollo Global Real Estate Management, L.P.
- Apollo Management Holdings Gp, LLC · General Partnerindirect · owns F of Apollo Management Holdings, L.P.
- Apollo Management Holdings, L.P. · Managing Memberindirect · owns 75% or more of Apollo Global Real Estate Management Gp, LLC
- Apollo Management Holdings, L.P. · Limited Partnerindirect · owns 75% or more of Apollo Global Real Estate Management, L.P.
Related persons
Schedule D 7.A
- Apollo Capital Credit Adviser, LLCinvestment advisernRAUM $2.4B
- Apollo Capital Management, L.P.investment adviserbanknRAUM $718B
- Apollo Credit Management, LLCinvestment adviserbanknRAUM $30B
- Apollo Global Real Estate Management, L.P.investment adviserbanknRAUM $24B
- Apollo Global Securities, LLCbroker-dealern
- Apollo Investment Management, L.P.investment adviserbanknRAUM $3.3B
- Apollo Management, L.P.investment adviserbanknRAUM $90B
- Apollo Manager, LLCinvestment adviseryRAUM $3.6B
- Apollo Real Estate Fund Adviser, LLCinvestment advisernRAUM $4.3B
- Apollo S3 Ric Management, L.P.investment adviserbanknRAUM $424M
- Griffin Capital Securities, LLCbroker-dealern
Advisers that list Aris Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Goregaon East, Mumbai, India577 employees
- New York, NY431 employees
- London, United Kingdom360 employees
- El Segundo, CA221 employees
- Greenwich, CT108 employees
- Singapore, Singapore40 employees
- Hong Kong, Hong Kong29 employees
- Irvine, CA24 employees
- Miami, FL23 employees
- Phoenix, AZ22 employees
- Woodland Hills, CA21 employees
- Los Angeles, CA17 employees
- Bkc, Bandra (East), Maharashtra, India17 employees
- Tokyo, Japan17 employees
- West Des Moines, IA10 employees
- Houston, TX9 employees
- Bethesda, MD9 employees
- Sydney, Australia9 employees
- Carlsbad, CA7 employees
- Palm Beach, FL6 employees
- Amsterdam, Netherlands6 employees
- Gurugram, India5 employees
- Milan, Italy4 employees
- Orlando, FL3 employees
- Abu Dhabi, United Arab Emirates2 employees
What changed
consecutive filings, newest first
- Advisory employees · 842 to 912Sep 2, 2025 to Mar 31, 2026
- BD registered reps · 336 to 571Sep 2, 2025 to Mar 31, 2026
- Employees · 3,126 to 3,564Sep 2, 2025 to Mar 31, 2026
- Other offices · 32 to 28Sep 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $2.1BSep 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $2.1BSep 2, 2025 to Mar 31, 2026
- RAUM · $1.3B to $2.1BSep 2, 2025 to Mar 31, 2026
- Accounts · 1 to 2Jan 22, 2025 to Mar 31, 2025
- Advisory employees · 774 to 842Jan 22, 2025 to Mar 31, 2025
- BD registered reps · 397 to 336Jan 22, 2025 to Mar 31, 2025
- Employees · 2,909 to 3,126Jan 22, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 22, 2025 to Mar 31, 2025
- Discretionary RAUM · $609M to $1.3BJan 22, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $609M to $1.3BJan 22, 2025 to Mar 31, 2025
- RAUM · $609M to $1.3BJan 22, 2025 to Mar 31, 2025
- Accounts · 2 to 1Jun 2, 2023 to Mar 28, 2024
- Advisory employees · 2,540 to 774Jun 2, 2023 to Mar 28, 2024
- BD registered reps · 384 to 397Jun 2, 2023 to Mar 28, 2024
- Assets in custody · 0.0 to unsetJun 2, 2023 to Mar 28, 2024
- Custody of client assets · true to falseJun 2, 2023 to Mar 28, 2024
- Employees · 2,540 to 2,909Jun 2, 2023 to Mar 28, 2024
- Discretionary RAUM · $236M to $609MJun 2, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $236M to $609MJun 2, 2023 to Mar 28, 2024
- RAUM · $236M to $609MJun 2, 2023 to Mar 28, 2024
- Accounts · 1 to 2Jan 24, 2023 to Mar 31, 2023
- Advisory employees · 2,153 to 2,540Jan 24, 2023 to Mar 31, 2023
- BD registered reps · 269 to 384Jan 24, 2023 to Mar 31, 2023
- Pooled vehicle clients · 1 to 2Jan 24, 2023 to Mar 31, 2023
- Assets in custody · unset to 0.0Jan 24, 2023 to Mar 31, 2023
- Custody of client assets · false to trueJan 24, 2023 to Mar 31, 2023
- Employees · 2,153 to 2,540Jan 24, 2023 to Mar 31, 2023
- Other offices · 2 to 32Jan 24, 2023 to Mar 31, 2023
- Private funds · unset to 1Jan 24, 2023 to Mar 31, 2023
- Discretionary RAUM · $137M to $236MJan 24, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $137M to $236MJan 24, 2023 to Mar 31, 2023
- RAUM · $137M to $236MJan 24, 2023 to Mar 31, 2023
- Accounts · unset to 1.0Sep 9, 2022 to Jan 18, 2023
- Pooled vehicle clients · 2 to 1Sep 9, 2022 to Jan 18, 2023
- Discretionary RAUM · unset to 136500000.0Sep 9, 2022 to Jan 18, 2023
- Non-discretionary RAUM · unset to 0.0Sep 9, 2022 to Jan 18, 2023
Signals
9 dated events
- Aris Management, Llc reported RAUM $2.1B, up 66% from $1.3B (2025-09-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Aris Management, Llc reported RAUM $1.3B, up 106% from $608.6M (2025-01-22 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- A Whitney Chatterjee (Chief Legal Officer) appeared on Schedule A of Aris Management, LlcMay 10, 2024 · Control person joined · fact
- Joseph John Suydam (Chief Legal Officer) no longer on Schedule A of Aris Management, Llc (listed 2024-03-28, absent 2024-05-10)May 10, 2024 · Control person left · inference
- Aris Management, Llc reported RAUM $608.6M, up 158% from $236.0M (2023-06-02 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Aris Management, Llc reported 32 offices beyond its principal office, up from 2 (2023-01-24 to 2023-03-31)Mar 31, 2023 · Office count change · derived
- Aris Management, Llc reported 2 offices beyond its principal office, down from 26 (2022-05-25 to 2022-08-11)Aug 11, 2022 · Office count change · derived
- Mark Anthony Civale (Chief Operating Officer Of Apollo Asset Management, Inc.) no longer on Schedule A of Aris Management, Llc (listed 2022-05-25, absent 2022-08-11)Aug 11, 2022 · Control person left · inference
- Aris Management, Llc filed its initial SEC registration (Form ADV)Apr 7, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Aris Management, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/griffin-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/apollo-global-management-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- apollo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-515-3200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Aris Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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