DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Apollo Investment Management, L.P.
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 36 filings
SEC status approved since Feb 23, 2004
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,564
912 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$3.3B as of Mar 31, 2026
Mar 28, 2012$2.9B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)3,564 as of Mar 31, 2026
Mar 28, 2013634 then
Private funds: no history
RAUM +4.2% over the last fiscal year+9.6% a year over threeIARs 0 to 0offices 26 to 28
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=571.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A Whitney Chatterjee · Chief Legal Officercontrolsince 05/2023 · owns less than 5%
- James John Hannan · Vice Presidentcontrolsince 02/2004 · owns less than 5%
- Bernard Martin Kelly · Chief Financial Officer Of Apollo Global Management, Inc.controlsince 01/2022 · owns less than 5%
- Martin Scott Kleinman · Co-President Of Apollo Asset Management, Inc.controlsince 01/2022 · owns less than 5%
- Kenan Yael Levy · Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- Jeffrey Marc Rowan · Chief Executive Officer Of Apollo Global Management, Inc.controlsince 01/2022 · owns less than 5%
- Charles James Zelter · Co-President Of Apollo Asset Management, Inc.controlsince 01/2022 · owns less than 5%
- Stuart Michael Gross · Limited Partnersince 02/2004 · owns 10% to 25%
Entity owners
- Acc Management, LLC · General Partnerdirect · owns less than 5%
- Apollo Management Holdings, L.P. · Limited Partnerdirect · owns 75% or more
- Amh Holdings (Delaware), L.P. · Limited Partnerindirect · owns 75% or more of Apollo Management Holdings, L.P.
- Amh Holdings Gp, Ltd. · General Partnerindirect · owns F of Amh Holdings (Delaware), L.P.
- Apo Corp. · Sole Memberindirect · owns 75% or more of Apollo Management Holdings Gp, LLC
- Apo Corp. · Limited Partnerindirect · owns 50% to 75% of Amh Holdings (Delaware), L.P.
- Apo Corp. · Sole Shareholderindirect · owns 75% or more of Amh Holdings Gp, Ltd.
- Apollo Asset Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apo Corp.
- Apollo Asset Management, Inc. · Limited Partnerindirect · owns 25% to 50% of Amh Holdings (Delaware), L.P. · public reporting company
- Apollo Capital Management Gp, LLC · General Partnerindirect · owns F of Apollo Capital Management, L.P.
- Apollo Capital Management, L.P. · Sole Member-Managerindirect · owns F of Acc Management, LLC
- Apollo Global Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apollo Asset Management, Inc. · public reporting company
- Apollo Management Holdings Gp, LLC · General Partnerindirect · owns F of Apollo Management Holdings, L.P.
- Apollo Management Holdings, L.P. · Managing Memberindirect · owns 75% or more of Apollo Capital Management Gp, LLC
- Apollo Management Holdings, L.P. · Limited Partnerindirect · owns 75% or more of Apollo Capital Management, L.P.
Related persons
Schedule D 7.A
- Apollo Capital Credit Adviser, LLCinvestment advisernRAUM $2.4B
- Apollo Capital Management, L.P.investment adviserbanknRAUM $718B
- Apollo Credit Management, LLCinvestment adviserbanknRAUM $30B
- Apollo Global Real Estate Management, L.P.investment adviserbanknRAUM $24B
- Apollo Global Securities, LLCbroker-dealern
- Apollo Management, L.P.investment adviserbanknRAUM $90B
- Apollo Manager, LLCinvestment advisernRAUM $3.6B
- Apollo Real Estate Fund Adviser, LLCinvestment advisernRAUM $4.3B
- Apollo S3 Ric Management, L.P.investment adviserbanknRAUM $424M
- Aris Management, LLCinvestment advisernRAUM $2.1B
- Griffin Capital Securities, LLCbroker-dealern
Advisers that list Apollo Investment Management, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- Goregaon East, Mumbai, India577 employees
- New York, NY431 employees
- London, United Kingdom360 employees
- El Segundo, CA221 employees
- Greenwich, CT108 employees
- Singapore, Singapore40 employees
- Hong Kong, Hong Kong29 employees
- Irvine, CA24 employees
- Miami, FL23 employees
- Phoenix, AZ22 employees
- Woodland Hills, CA21 employees
- Bkc, Bandra (East), Mumbai, India17 employees
- Los Angeles, CA17 employees
- Tokyo, Japan17 employees
- West Des Moines, IA10 employees
- Sydney, Australia9 employees
- Bethesda, MD9 employees
- Houston, TX9 employees
- Carlsbad, CA7 employees
- Amsterdam, Netherlands6 employees
- Palm Beach, FL6 employees
- Gurugram, India5 employees
- Milan, Italy4 employees
- Orlando, FL3 employees
- Abu Dhabi, United Arab Emirates2 employees
What changed
consecutive filings, newest first
- Advisory employees · 842 to 912Sep 2, 2025 to Mar 31, 2026
- BD registered reps · 336 to 571Sep 2, 2025 to Mar 31, 2026
- Employees · 3,126 to 3,564Sep 2, 2025 to Mar 31, 2026
- Other offices · 26 to 28Sep 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.2B to $3.3BSep 2, 2025 to Mar 31, 2026
- RAUM · $3.2B to $3.3BSep 2, 2025 to Mar 31, 2026
- Advisory employees · 774 to 842Jan 22, 2025 to Mar 31, 2025
- BD registered reps · 397 to 336Jan 22, 2025 to Mar 31, 2025
- Employees · 2,909 to 3,126Jan 22, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 22, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $3.2BJan 22, 2025 to Mar 31, 2025
- RAUM · $2.5B to $3.2BJan 22, 2025 to Mar 31, 2025
- Advisory employees · 2,540 to 774Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 384 to 397Mar 31, 2023 to Mar 28, 2024
- Employees · 2,540 to 2,909Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.5B to $2.5BMar 31, 2023 to Mar 28, 2024
- RAUM · $2.5B to $2.5BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 2,273 to 2,540Jan 25, 2023 to Mar 31, 2023
- BD registered reps · 340 to 384Jan 25, 2023 to Mar 31, 2023
- Employees · 2,273 to 2,540Jan 25, 2023 to Mar 31, 2023
- Discretionary RAUM · $2.7B to $2.5BJan 25, 2023 to Mar 31, 2023
- RAUM · $2.7B to $2.5BJan 25, 2023 to Mar 31, 2023
- Advisory employees · 2,153 to 2,273Mar 31, 2022 to May 25, 2022
- BD registered reps · 269 to 340Mar 31, 2022 to May 25, 2022
- Employees · 2,153 to 2,273Mar 31, 2022 to May 25, 2022
- Other offices · 24 to 26Mar 31, 2022 to May 25, 2022
- Advisory employees · 557 to 2,153Jan 12, 2022 to Mar 31, 2022
- BD registered reps · 205 to 269Jan 12, 2022 to Mar 31, 2022
- Employees · 1,554 to 2,153Jan 12, 2022 to Mar 31, 2022
- Other offices · 12 to 24Jan 12, 2022 to Mar 31, 2022
- Discretionary RAUM · $2.6B to $2.7BJan 12, 2022 to Mar 31, 2022
- RAUM · $2.6B to $2.7BJan 12, 2022 to Mar 31, 2022
- Advisory employees · 472 to 557Jan 14, 2021 to Mar 31, 2021
- Accounts · 2 to 1Jan 14, 2021 to Mar 31, 2021
- BD registered reps · 189 to 205Jan 14, 2021 to Mar 31, 2021
- Charity clients · unset to 0.0Jan 14, 2021 to Mar 31, 2021
- Corporate clients · unset to 0.0Jan 14, 2021 to Mar 31, 2021
- HNW clients · unset to 0.0Jan 14, 2021 to Mar 31, 2021
- Individual clients · unset to 0.0Jan 14, 2021 to Mar 31, 2021
- Pension plan clients · unset to 0.0Jan 14, 2021 to Mar 31, 2021
Signals
15 dated events
- Apollo Investment Management, L.P. reported RAUM $3.2B, up 28% from $2.5B (2025-01-22 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Joseph John Suydam (Chief Legal Officer) no longer on Schedule A of Apollo Investment Management, L.P. (listed 2024-03-28, absent 2024-05-10)May 10, 2024 · Control person left · inference
- Mark Anthony Civale (Chief Operating Officer Of Apollo Asset Management, Inc.) no longer on Schedule A of Apollo Investment Management, L.P. (listed 2024-03-28, absent 2024-05-10)May 10, 2024 · Control person left · inference
- A Whitney Chatterjee (Chief Legal Officer) appeared on Schedule A of Apollo Investment Management, L.P.May 10, 2024 · Control person joined · fact
- Apollo Investment Management, L.P. reported 24 offices beyond its principal office, up from 12 (2022-01-12 to 2022-03-31)Mar 31, 2022 · Office count change · derived
- David Leon Black (Shareholder) no longer on Schedule A of Apollo Investment Management, L.P. (listed 2021-06-09, absent 2022-01-12)Jan 12, 2022 · Control person left · inference
- Jordan Joshua Harris (Shareholder) no longer on Schedule A of Apollo Investment Management, L.P. (listed 2021-06-09, absent 2022-01-12)Jan 12, 2022 · Control person left · inference
- Lynn Jessica Lomm (Vice President And Chief Compliance Officer) no longer on Schedule A of Apollo Investment Management, L.P. (listed 2021-03-31, absent 2021-06-09)Jun 9, 2021 · Control person left · inference
- Kenan Yael Levy (Chief Compliance Officer And Vice President) appeared on Schedule A of Apollo Investment Management, L.P.Jun 9, 2021 · Control person joined · fact
- Apollo Investment Management, L.P. reported 12 offices beyond its principal office, up from 1 (2021-01-14 to 2021-03-31)Mar 31, 2021 · Office count change · derived
- Apollo Investment Management, L.P. reported RAUM $2.6B, down 47% from $4.9B (2021-01-14 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Lynn Jessica Lomm (Vice President And Chief Compliance Officer) appeared on Schedule A of Apollo Investment Management, L.P.Jan 6, 2020 · Control person joined · fact
- Zee Cindy Michel (Vice President And Chief Compliance Officer) no longer on Schedule A of Apollo Investment Management, L.P. (listed 2019-03-29, absent 2020-01-06)Jan 6, 2020 · Control person left · inference
- Mark Anthony Civale (Co-Chief Operating Officer Of Apollo Global Management, Llc) appeared on Schedule A of Apollo Investment Management, L.P.Mar 29, 2019 · Control person joined · fact
- Martin Scott Kleinman (Co-President Of Apollo Global Management, Llc) appeared on Schedule A of Apollo Investment Management, L.P.Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/griffin-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/apollo-global-management-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- apollo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-515-3200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026