DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Apollo S3 Ric Management, L.P.
Latest filing Mar 31, 2026
First filing on the tape Feb 21, 2024 · 7 filings
SEC status approved since Mar 22, 2024
RAUM
$424M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,564
912 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$424M as of Mar 31, 2026
Jan 22, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 22, 20250 then
Employees (5.A)3,564 as of Mar 31, 2026
Jan 22, 20252,540 then
Private funds: no history
RAUM +160% over the last fiscal yearIARs 0 to 0offices 26 to 28
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $424MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +160%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$424M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=571.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A Whitney Chatterjee · Chief Legal Officercontrolsince 01/2024 · owns less than 5%
- Bernard Martin Kelly · Chief Financial Officer Of Apollo Global Management, Inc.controlsince 01/2024 · owns less than 5%
- Martin Scott Kleinman · Co-President Of Apollo Asset Management, Inc.controlsince 01/2024 · owns less than 5%
- Kenan Yael Levy · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- Jeffrey Marc Rowan · Chief Executive Officer Of Apollo Global Management, Inc.controlsince 01/2024 · owns less than 5%
- Charles James Zelter · Co-President Of Apollo Asset Management, Inc.controlsince 01/2024 · owns less than 5%
Entity owners
- Sliders Management Gp, LLC · General Partnerdirect · owns less than 5%
- Sliders Management, L.P. · Limited Partnerdirect · owns 75% or more
- Amh Holdings (Delaware), L.P. · Limited Partnerindirect · owns 75% or more of Apollo Management Holdings, L.P.
- Amh Holdings Gp, Ltd. · General Partnerindirect · owns F of Amh Holdings (Delaware), L.P.
- Apo Corp. · Limited Partnerindirect · owns 50% to 75% of Amh Holdings (Delaware), L.P.
- Apo Corp. · Sole Shareholderindirect · owns 75% or more of Amh Holdings Gp, Ltd.
- Apo Corp. · Sole Memberindirect · owns 75% or more of Apollo Management Holdings Gp, LLC
- Apollo Asset Management, Inc. · Limited Partnerindirect · owns 25% to 50% of Amh Holdings (Delaware), L.P. · public reporting company
- Apollo Asset Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apo Corp. · public reporting company
- Apollo Capital Management Gp, LLC · General Partnerindirect · owns F of Apollo Capital Management, L.P.
- Apollo Capital Management, L.P. · Sole Memberindirect · owns 75% or more of Sliders Management Gp, LLC
- Apollo Capital Management, L.P. · Limited Partnerindirect · owns 75% or more of Sliders Management, L.P.
- Apollo Global Management, Inc. · Sole Shareholderindirect · owns 75% or more of Apollo Asset Management, Inc. · public reporting company
- Apollo Management Holdings Gp, LLC · General Partnerindirect · owns F of Apollo Management Holdings, L.P.
- Apollo Management Holdings, L.P. · Limited Partnerindirect · owns 75% or more of Apollo Capital Management, L.P.
- Apollo Management Holdings, L.P. · Managing Memberindirect · owns 75% or more of Apollo Capital Management Gp, LLC
- Sliders Management Gp, LLC · General Partnerindirect · owns F of Sliders Management, L.P.
Related persons
Schedule D 7.A
- Apollo Capital Credit Adviser, LLCinvestment advisernRAUM $2.4B
- Apollo Capital Management, L.P.investment adviserbanknRAUM $718B
- Apollo Credit Management, LLCinvestment adviserbanknRAUM $30B
- Apollo Global Real Estate Management, L.P.investment adviserbanknRAUM $24B
- Apollo Global Securities, LLCbroker-dealern
- Apollo Investment Management, L.P.investment adviserbanknRAUM $3.3B
- Apollo Management, L.P.investment adviserbanknRAUM $90B
- Apollo Manager, LLCinvestment adviserbanknRAUM $3.6B
- Apollo Real Estate Fund Adviser, LLCinvestment advisernRAUM $4.3B
- Aris Management, LLCinvestment advisernRAUM $2.1B
- Griffin Capital Securities, LLCbroker-dealern
Advisers that list Apollo S3 Ric Management, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- Goregaon East, Mumbai, India395 employees
- New York, NY379 employees
- El Segundo, CA213 employees
- London, United Kingdom184 employees
- London, United Kingdom151 employees
- Greenwich, CT108 employees
- New York, NY71 employees
- Hong Kong, Hong Kong35 employees
- Phoenix, AZ30 employees
- Singapore, Singapore29 employees
- Irvine, CA25 employees
- Miami, FL21 employees
- Los Angeles, CA18 employees
- Mumbai, India18 employees
- Woodland Hills, CA14 employees
- Tokyo, Japan13 employees
- Houston, TX10 employees
- West Des Moines, IA10 employees
- Sydney, Australia9 employees
- Bethesda, MD7 employees
- Carlsbad, CA6 employees
- Gurugram, India5 employees
- Palm Beach, FL5 employees
- Orlando, FL3 employees
- Abu Dhabi, United Arab Emirates1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $163,157,662 to $423,846,983 (+160.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +4.0% (1148 comparable advisers, 98.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 842 to 912Sep 2, 2025 to Mar 31, 2026
- BD registered reps · 336 to 571Sep 2, 2025 to Mar 31, 2026
- Employees · 3,216 to 3,564Sep 2, 2025 to Mar 31, 2026
- Other offices · 26 to 28Sep 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $163M to $424MSep 2, 2025 to Mar 31, 2026
- RAUM · $163M to $424MSep 2, 2025 to Mar 31, 2026
- Accounts · 0 to 1Jan 22, 2025 to Mar 31, 2025
- Advisory employees · 2,540 to 842Jan 22, 2025 to Mar 31, 2025
- BD registered reps · 384 to 336Jan 22, 2025 to Mar 31, 2025
- Employees · 2,540 to 3,216Jan 22, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 22, 2025 to Mar 31, 2025
- Discretionary RAUM · $0 to $163MJan 22, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · 0.0 to unsetJan 22, 2025 to Mar 31, 2025
- RAUM · $0 to $163MJan 22, 2025 to Mar 31, 2025
- Accounts · unset to 0.0Dec 10, 2024 to Jan 22, 2025
- Discretionary RAUM · unset to 0.0Dec 10, 2024 to Jan 22, 2025
- Non-discretionary RAUM · unset to 0.0Dec 10, 2024 to Jan 22, 2025
- RAUM · unset to 0.0Dec 10, 2024 to Jan 22, 2025
Signals
2 dated events
- Apollo S3 Ric Management, L.P. reported RAUM $423.8M, up 160% from $163.2M (2025-09-02 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Apollo S3 Ric Management, L.P. filed its initial SEC registration (Form ADV)Feb 21, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/griffin-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/apollo-global-management-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- apollo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-515-3200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026