DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gfg Solutions
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Landon John Archangelo | MML Investors Services, LLC BD affiliated | Gfg Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2024 | Apr 5, 2024 |
| Roland Jerry Castro | Park Avenue Securities LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 22, 2024 | Jan 11, 2024 |
| Claudio M Gambin Neto | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 12, 2024 | Jan 5, 2024 |
| Michelle Taylor | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2024 | Jan 26, 2024 |
| Evan Garrett Gruchot | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 4, 2024 | Jan 5, 2024 |
| RubéN Zavier DíAz III | MML Investors Services, LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 5, 2024 |
| James Jacob Oswald | Stewardright state registered | Gfg Solutions independent RIA | Other | Mar 1, 2023 | Mar 29, 2024 (394 d) |
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7 moves match.