RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Brickell Key Asset Management LLC CRD 295209 | Charleston, SC | asset manager | $120M | 0.0% | 0 | n/a | 0 | 0 |
| Hms Financial Services, LLC CRD 131569 | Columbia, SC | independent RIA | $119M | 52% | 1 | $119M | 0 | 0 |
| Metis Wealth Management & Planning LLC CRD 305086 | Bluffton, SC | independent RIA | $115M | 98% | 2 | $57.4M | 0 | 0 |
| G••••••••• L•• CRD 308263 | Summerville, SC | independent RIA | $110M | 100% | 2 | $55.2M | 0 | 0 |
| B••• G•••••• C••••••• L•• CRD 125607 | Charleston, SC | independent RIA | $109M | 83% | 2 | $54.4M | 2 | 0 |
| I••• H••• A••••••• L•• CRD 317040 | Greenville, SC | independent RIA | $107M | 100% | 1 | $107M | 0 | 0 |
| C•••••• W••••• A•••••••• L•• CRD 174574 | Johns Island, SC | independent RIA | $107M | 88% | 2 | $53.3M | 1 | 0 |
| R•••• • A••••••••• W••••• M••••••••• CRD 171271 | Mount Pleasant, SC | independent RIA | $105M | 100% | 2 | $52.4M | 0 | 0 |
| T•••••• C••••••• L•• CRD 156594 | Greenville, SC | mixed wealth | $97.5M | 25% | 1 | $97.5M | 0 | 4 |
| N•••• A••••••• CRD 157908 | Greenville, SC | independent RIA | $91.3M | 65% | 3 | $30.4M | 1 | 0 |
| M••••• C•••••• M••••••••• C•• CRD 306631 | Mt Pleasant, SC | asset manager | $90.7M | 3.7% | 4 | $22.7M | 3 | 0 |
| P••••••• F••••• I••• CRD 331765 | Isle Of Palms, SC | asset manager | $4.6M | 0.0% | 3 | $1.5M | 0 | 0 |
| M•••• A• I••• CRD 317016 | Greenville, SC | independent RIA | $39,330 | 100% | 1 | $39,330 | 0 | 0 |
| A••••••• I••• CRD 340833 | Fort Mill, SC | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| C••••••• C••• C•••••• L• CRD 342999 | Charleston, SC | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
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