RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Financial Empowerment LLC CRD 131425 | Burnsville, MN | independent RIA | $126M | 100% | 2 | $63.2M | 0 | 0 |
| Encore Wealth Advisors CRD 336566 | Morris, MN | independent RIA | $122M | 88% | 1 | $122M | 0 | 0 |
| Colleen Weber Cpa, LLC CRD 133181 | Chanhassen, MN | independent RIA | $121M | 100% | 2 | $60.3M | 0 | 0 |
| T•••• B•••• F•••••••• CRD 290962 | Anoka, MN | independent RIA | $120M | 100% | 1 | $120M | 0 | 0 |
| A•••• F•••••••• S••••••• I•• CRD 106604 | Edina, MN | independent RIA | $120M | 97% | 3 | $40.0M | 0 | 0 |
| B•••••••• CRD 164423 | Bloomington, MN | independent RIA | $119M | 98% | 4 | $29.9M | 0 | 0 |
| S••••••• F••••••••• L•• CRD 148326 | Rochester, MN | independent RIA | $112M | 100% | 1 | $112M | 1 | 0 |
| U••••••• W••••• M••••••••• L•• CRD 152998 | Maple Grove, MN | independent RIA | $112M | 94% | 2 | $55.9M | 0 | 0 |
| T•••• W••••• A•••••••• L•• CRD 164633 | Hopkins, MN | independent RIA | $107M | 82% | 2 | $53.6M | 0 | 0 |
| A••••• A••••••• CRD 335353 | Mankato, MN | independent RIA | $101M | 98% | 10 | $10.1M | 1 | 0 |
| F•••• A••••••••• I••••••••• A•••••••• I••• CRD 113086 | Duluth, MN | asset manager | $93.1M | 0.0% | 1 | $93.1M | 0 | 0 |
| C•••••• C•••••• G••••• I••• CRD 128518 | Edina, MN | mixed wealth | $88.0M | 43% | 7 | $12.6M | 0 | 0 |
| F•• A•••• M••• CRD 307216 | Bloomington, MN | independent RIA | $76.8M | 97% | 1 | $76.8M | 0 | 0 |
| S••••• • C••••••• L•• CRD 117808 | Excelsior, MN | asset manager | $69.2M | 0.0% | 0 | n/a | 0 | 0 |
| N••••••• P•••••• G••••• I••••••••• A•••••••• L•• CRD 173350 | Minneapolis, MN | asset manager | $58.6M | 0.0% | 0 | n/a | 0 | 3 |
| N••••••• P•••••• G••••• L••• CRD 299012 | Minneapolis, MN | asset manager | $58.6M | 0.0% | 0 | n/a | 0 | 4 |
| I••••••••• A•••• L•• CRD 332518 | Minneapolis, MN | asset manager | $27.0M | 0.0% | 1 | $27.0M | 2 | 1 |
| C••••••••• G•••• F••••••••• L•• CRD 318144 | Eden Prairie, MN | independent RIA | $24.8M | 100% | 5 | $5.0M | 1 | 0 |
| A••••••• A•••••• G••••• L•• CRD 140393 | Cambridge, MN | independent RIA | $10.9M | 100% | 14 | $780,905 | 5 | 0 |
| P•••••• C•••••• CRD 288037 | Arden Hills, MN | independent RIA | $10.0M | 100% | 4 | $2.5M | 0 | 0 |
| W•••••• I••••••••• P••••••• L•• CRD 132046 | W••••••, MN | asset manager | $9.4M | 0.0% | 1 | $9.4M | 0 | 2 |
| S••••••• V••••••••• I••• CRD 112413 | White Bear Lake, MN | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| S••••• CRD 311048 | Bloomington, MN | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| C••••••••• L•• CRD 335407 | Minneapolis, MN | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| B••••••••• I••••••••• L•• CRD 341419 | Minneapolis, MN | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
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