DFX Intelligence
Advisor moves
Departures from Cetera Advisors LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
911 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Peter Michalski | Cetera Advisors LLC other | Nfp Advisor Services, LLC other | Other | Jan 21, 2003 | Jan 3, 2003 |
| Timothy Curtis Shank | Cetera Advisors LLC other | Cambridge Investment Research, Inc. unclassified | Other | Dec 31, 2002 | Jan 2, 2003 |
| Douglas Gene Schmitz | Cetera Advisors LLC other | Questar Capital Corporation unclassified | Other | Dec 31, 2002 | Jan 8, 2003 |
| James Pronk Tate | Cetera Advisors LLC other | Cambridge Investment Research, Inc. unclassified | Other | Dec 31, 2002 | Jan 2, 2003 |
| Matthew Ray Bott | Cetera Advisors LLC other | Principal Securities, Inc. other | Other | Dec 31, 2002 | Feb 14, 2003 (45 d) |
| Linda Lee Knighton | Cetera Advisors LLC other | Cambridge Investment Research, Inc. unclassified | Other | Dec 31, 2002 | Jan 2, 2003 |
| James Marion Lorenzen | Cetera Advisors LLC other | The Independent Financial Group state registered | Other | Dec 6, 2002 | Nov 26, 2002 |
| Don Carlton Leander | Cetera Advisors LLC other | Financial Planning Strategies, LLC unclassified | Other | Oct 11, 2002 | Jun 13, 2000 |
| James Bradley Teegarden | Cetera Advisors LLC other | Nfp Advisor Services, LLC other | Other | Aug 26, 2002 | Jan 3, 2003 (130 d) |
| Kathleen Helen Williams | Cetera Advisors LLC other | Fsc Securities Corporation other | Other | Jul 19, 2002 | Aug 22, 2002 (34 d) |
| Jeffrey Mark Hochwalt | Cetera Advisors LLC other | Voya Financial Advisors, Inc. other | Other | Jul 19, 2002 | May 22, 2003 (307 d) |
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