DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mcqueen, Ball & Associates Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher A Zavecz | Mcqueen, Ball & Associates Inc. independent RIA | Captrust institutional | Other | Sep 30, 2019 | Apr 29, 2019 |
| Michael Peters | Mcqueen, Ball & Associates Inc. independent RIA | Captrust institutional | Other | Sep 30, 2019 | Apr 29, 2019 |
| Francis Joseph Decker | Mcqueen, Ball & Associates Inc. independent RIA | Decker Capital Management, LLC state registered | RIA to a state-registered adviser | Sep 30, 2019 | Jan 7, 2021 (465 d) |
| Jerry B Mcqueen | Mcqueen, Ball & Associates Inc. independent RIA | 60 West Advisors, LLC no RAUM | Other | Sep 30, 2019 | Mar 11, 2017 |
| John Bruce Levis | Mcqueen, Ball & Associates Inc. other | Mb, Levis & Associates,LLC no RAUM | Other | Mar 5, 2013 | Jul 11, 2012 |
| Jason Robert Henninger | Mcqueen, Ball & Associates Inc. other | Mb, Levis & Associates,LLC no RAUM | Other | Mar 5, 2013 | Jul 11, 2012 |
| Matthew L Staples | Mcqueen, Ball & Associates Inc. other | LPL Financial LLC other | Other | Jun 4, 2012 | Jun 4, 2012 |
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7 moves match.