DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Evergreen Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert J Dainard | Evergreen Capital Management LLC independent RIA | Hara Capital LLC independent RIA | RIA to RIA | Apr 19, 2022 | Apr 27, 2022 |
| Joseph Christian Wiser | Evergreen Capital Management LLC independent RIA | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 25, 2018 | May 27, 2021 (945 d) |
| Penny Katherine Mandell | Evergreen Capital Management LLC independent RIA | Fisher Investments independent RIA | RIA to RIA | Mar 2, 2018 | Mar 20, 2018 |
| Vincent Ronald Gimarelli | Evergreen Capital Management LLC other | Ctc Consulting, LLC other | Other | May 20, 2011 | Jun 21, 2011 (32 d) |
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4 moves match.