DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Icm Asset Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Marvin SimmonsIcm Asset Management Inc independent RIAHarmonic Investment Advisors state registeredRIA to a state-registered adviserDec 31, 2020Jan 19, 2022 (384 d)
William Knox LangIcm Asset Management Inc otherManito Asset Management no RAUMOtherFeb 10, 2017Feb 14, 2017
Adam Joel ReughIcm Asset Management Inc otherFinancial Advocates Investment Management otherOtherJun 17, 2015Mar 31, 2015
Kyle Thomas KniggeIcm Asset Management Inc otherTen Capital Wealth Advisors, LLC otherOtherDec 31, 2011Jun 10, 2013 (527 d)
Spencer ShelmanIcm Asset Management Inc otherAsset Planning & Management, Inc. otherOtherAug 11, 2011Sep 29, 2011 (49 d)
Franklin David CrowderIcm Asset Management Inc otherRussell Investments otherOtherMay 9, 2007Apr 17, 2007
Dominic Joseph CozzettoIcm Asset Management Inc otherAdviceperiod, LLC independent RIAOtherApr 4, 2006Aug 16, 2018 (4517 d)
Stephen Ellis SwadleyIcm Asset Management Inc otherSwadley Investment Management, LLC unclassifiedOtherJan 11, 2006Dec 13, 2017 (4354 d)
Patricia A TisdaleIcm Asset Management Inc otherFsc Securities Corporation otherOtherNov 9, 2005Feb 14, 2006 (97 d)
Steven Paul BendinelliIcm Asset Management Inc otherCompass Advisors, LLC otherOtherOct 11, 2005Dec 1, 2005 (51 d)
Kevin Alan JonesIcm Asset Management Inc otherDb Fitzpatrick otherOtherMay 5, 2005Nov 16, 2006 (560 d)
Dennis Casimier RoginskiIcm Asset Management Inc otherVorpahl Wing Advisors, Inc. independent RIAOtherApr 6, 2005Nov 6, 2013 (3136 d)
Steven King NeffIcm Asset Management Inc otherSignia Capital Management otherOtherJul 1, 2004Nov 22, 2004 (144 d)
Mark Allen BergeronIcm Asset Management Inc otherThe Advisor Source, Inc. otherOtherApr 30, 2003Jun 3, 2003 (34 d)
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14 moves match.