DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Optimum Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Wallace JohnsonOptimum Investment Advisors, LLC independent RIAVestgen Advisors, LLC independent RIARIA to RIASep 30, 2025May 28, 2025
Alfred David HollandOptimum Investment Advisors, LLC independent RIAVestgen Advisors, LLC independent RIARIA to RIASep 30, 2025May 29, 2025
John Joseph ZielinskiOptimum Investment Advisors, LLC independent RIAVestgen Advisors, LLC independent RIARIA to RIASep 30, 2025May 27, 2025
Terry Michael MccaffreyOptimum Investment Advisors, LLC independent RIAVestgen Advisors, LLC independent RIARIA to RIASep 30, 2025May 27, 2025
Joseph Ryan MooreOptimum Investment Advisors, LLC independent RIAProta Financial independent RIARIA to RIASep 22, 2022Feb 17, 2022
Kim W SuchyOptimum Investment Advisors, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2020Mar 13, 2020
Christine R QuillianOptimum Investment Advisors, LLC otherMontag otherOtherMay 14, 2015Feb 9, 2010
Keith Allen SchoepkeOptimum Investment Advisors, LLC otherWynstone Investment Advisors, LLC. state registeredOtherMar 5, 2012Aug 17, 2012 (165 d)
Christopher John DemonteOptimum Investment Advisors, LLC otherCitigroup Global Markets Inc. otherOtherOct 24, 2007Oct 26, 2007
Michael Leo SheaOptimum Investment Advisors, LLC otherAlpha Fiduciary otherOtherFeb 28, 2007Nov 16, 2010 (1357 d)
Mark LarsonOptimum Investment Advisors, LLC otherTd Ameritrade, Inc. no RAUMOtherSep 30, 2005Sep 30, 2005
Sanford Philip LowengartOptimum Investment Advisors, LLC otherSdr Capital Management, Inc. unclassifiedOtherJun 1, 2004Aug 22, 2003
Edward Joseph MalysiakOptimum Investment Advisors, LLC otherWilliam Blair & Company L.L.C. otherOtherApr 22, 2004Apr 6, 2004
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13 moves match.