DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 1834 Investment Advisors Co.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexander Abel Stellema1834 Investment Advisors Co. mixed wealthOnedigital institutionalOtherAug 21, 2026Aug 25, 2026
Katie Scalia1834 Investment Advisors Co. mixed wealthPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 20, 2026Jun 12, 2026 (84 d)
Matthew Allen Lemay1834 Investment Advisors Co. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMar 16, 2026Apr 10, 2026
Kevin Thomas Noll1834 Investment Advisors Co. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 6, 2025Mar 18, 2026 (224 d)
John Spaulding Gleason1834 Investment Advisors Co. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2024Feb 14, 2024
Matthew Frank Bappert1834 Investment Advisors Co. independent RIAPremier Asset Management LLC independent RIARIA to RIAOct 24, 2024Sep 23, 2022
Katherine Higgins1834 Investment Advisors Co. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2024Mar 14, 2024
Deborah Jean Kirste1834 Investment Advisors Co. otherLaural Investment Advisors, Inc. unclassifiedOtherSep 20, 2005Jan 8, 2009 (1206 d)
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8 moves match.