DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lee Financial Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tanner C CastleLee Financial Company, LLC independent RIABentoak Capital independent RIARIA to RIAMay 31, 2023Feb 12, 2024 (257 d)
Jacob Chandler OdomLee Financial Company, LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2023May 4, 2023
Mark Wendall WhidbyLee Financial Company, LLC independent RIAStrata Wealth Advisors, LLC independent RIARIA to RIAJun 1, 2022Jun 8, 2022
Craig Lawrence CaudleLee Financial Company, LLC independent RIABurford Brothers, Inc. independent RIARIA to RIAApr 5, 2022Jun 1, 2022 (57 d)
Dana Lynn PingenotLee Financial Company, LLC independent RIARgt Wealth Advisors independent RIARIA to RIAFeb 5, 2020Mar 11, 2020 (35 d)
Laura Beth MaxfieldLee Financial Company, LLC independent RIARgt Wealth Advisors independent RIARIA to RIAJul 22, 2019Feb 2, 2021 (561 d)
Kirby Don JacobsonLee Financial Company, LLC independent RIAJacobson Wealth Management LLC unclassifiedOtherJul 12, 2019Nov 18, 2019 (129 d)
Dusty Dawn WallaceLee Financial Company, LLC independent RIATrue North Advisors, LLC independent RIARIA to RIAJul 3, 2019Jul 16, 2019
Franklin Leonardo MatuteLee Financial Company, LLC independent RIARoserock Wealth Management, LLC independent RIARIA to RIAJan 2, 2019Sep 21, 2018
Devonee Lynn QuinnLee Financial Company, LLC independent RIALotusgroup Advisors independent RIARIA to RIAJan 2, 2019Jan 9, 2019
Keith WileyLee Financial Company, LLC otherJ.P. Morgan Securities LLC wirehouseOtherAug 23, 2017Jun 14, 2023 (2121 d)
Nancy Markelz GatensLee Financial Company, LLC otherGatens Financial, LLC state registeredOtherJun 22, 2017May 16, 2017
Matthew Peter QuinnLee Financial Company, LLC otherVicus Capital, Inc. otherOtherMay 4, 2016May 2, 2016
Scott Jeffrey SchlegelLee Financial Company, LLC otherCommonwealth Financial Network national BDOtherOct 12, 2009Feb 3, 2011 (479 d)
Smitha ThomasLee Financial Company, LLC otherVsr Advisory Services otherOtherAug 14, 2006Apr 9, 2007 (238 d)
Jason Stephen DugdaleLee Financial Company, LLC otherRetirement Advisors Of America unclassifiedOtherApr 25, 2005Apr 26, 2005
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16 moves match.