DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• C••••••
Legal name G•••••• W••••• A••••••• G••••• L••
Latest filing Sep 2, 2026
First filing on the tape Nov 10, 2014 · 63 filings
SEC status approved since Nov 25, 2014
RAUM
$970M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
73%
$709M individuals and HNW
Advisors
19
registered through the firm on IAPD
RAUM per advisor
$51.0M
derived; firm RAUM over IAPD count
Employees
20
19 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$970M as of Aug 26, 2026
Mar 4, 2015$0 then
HNW client RAUM$544M as of Aug 26, 2026
Mar 6, 2018$93.9M then
State-registered IARs (5.B.3)19 as of Aug 26, 2026
Mar 4, 20156 then
Employees (5.A)20 as of Aug 26, 2026
Mar 4, 20157 then
Private funds: no history
RAUM +21% over the last fiscal year+35% a year over threeIARs 14 to 19
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $51.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $475,610derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 4.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +36%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- $970MreportedItem 5.I
- Custody
- $546M, 588 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$544M56%
- Corporations and businesses$254M26%
- Individuals$164M17%
- Pension and profit-sharing plans$6.5M0.7%
- Charitable organizations$311,5940.0%
- Individual clients
- 488reported
- HNW clients
- 286reported
- Pension plan clients
- 2reported
- Charitable clients
- 4reported
- Accounts
- 2,039reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $546M for 588 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
19 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• W•••• G••••••Certified Financial Planner | Weatherford, Tx | Jan 2, 2015 | 16 y | 1 |
| D•••• W•••• G••••••Certified Financial Planner | Weatherford, Tx | Jan 2, 2015 | 32 y | 1 |
| K•••• W•••• T••••Certified Financial Planner, Chartered Financial Consultant | Lubbock, Tx | Mar 19, 2018 | 26 y | 1 |
| H••••• G•• H•••Certified Financial Planner | Weatherford, Tx | Apr 5, 2019 | 13 y | 0 |
| M•••••• J••••• W••••••Certified Financial Planner | Weatherford, Tx | Dec 4, 2019 | 12 y | 0 |
| J•••• C••••••••• S••••••Certified Financial Planner | Weatherford, Tx | Dec 4, 2019 | 22 y | 2 |
| C••••• A••• M•••••• | Weatherford, Tx | Dec 22, 2021 | 12 y | 1 |
| M•••••• J••••• C••••••Certified Financial Planner | Fort Worth, Tx | Jan 3, 2022 | 12 y | 4 |
| A••• J••••• B•••Certified Financial Planner | Lubbock, Tx | Jan 31, 2024 | 10 y | 1 |
| T••••• C• C•••••Certified Financial Planner | Weatherford, Tx | Feb 12, 2024 | 19 y | 1 |
| M••••• L••••• W•••Certified Financial Planner | Weatherford, Tx | Feb 21, 2024 | 10 y | 0 |
| J•••• L•• M•••••••••Certified Financial Planner | Katy, Tx | Apr 22, 2024 | 22 y | 3 |
| K••••••• G•••• C•••••• | Weatherford, Tx | Apr 24, 2024 | 18 y | 1 |
| L•••• K•••••••• W•••••Certified Financial Planner | Weatherford, Tx | Sep 18, 2024 | 12 y | 0 |
| A••• K•••• S•••••• | Houston, Tx | Sep 2, 2025 | 11 y | 1 |
| S••••• C•••••• W••• | Katy, Tx | Sep 2, 2025 | 17 y | 3 |
| N•••••••• J••••• H••••••Certified Financial Planner | Weatherford, Tx | Sep 3, 2025 | 25 y | 1 |
| T•••• K•• R••••• | Weatherford, Tx | Dec 22, 2025 | 11 y | 0 |
| C••••••••• M•••••• B•••••••Certified Financial Planner | Weatherford, Tx | Jan 12, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• M••••• S•••• to M••••• W••••• A•••••••Jun 7, 2017 · Other
Joined, latest
- C••••••••• M•••••• B••••••• from E•••••• • K••••••••• W••••• M•••••••••Jan 12, 2026 · RIA to RIA
- N•••••••• J••••• H•••••• from M••••• S•••••• D• I•••Sep 3, 2025 · Other
- S••••• C•••••• W••• from F•••••• D•• S••••••••• L••Sep 2, 2025 · RIA to RIA
- A••• K•••• S•••••• from F•••••• D•• S••••••••• L••Sep 2, 2025 · RIA to RIA
- K••••••• G•••• C•••••• from L•• F•••••••• L••Apr 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••• L•• M••••••••• from N••• F•••••••• G••••• L•••Apr 22, 2024 · Other
- T••••• C• C••••• from L•• F•••••••• C••••••• L••Feb 12, 2024 · RIA to RIA
- A••• J••••• B••• from L•• F•••••••• L••Jan 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- M•••••• J••••• C•••••• from S••••• W••••• A•••••••• I•••Jan 3, 2022 · Other
- C••••• A••• M•••••• from E••••• J••••Dec 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- J•••• C••••••••• S•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 4, 2019 · Wirehouse to independent RIA
- K•••• W•••• T•••• from L•• F•••••••• L••Mar 19, 2018 · Affiliated broker-dealer or bank to independent RIA
- D•••• W•••• G•••••• from L•• F•••••••• L••Jan 2, 2015 · Other
- B•••••• W•••• G•••••• from L•• F•••••••• L••Jan 2, 2015 · Other
- A••••• M••••• S•••• from L•• F•••••••• L••Jan 2, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from F•••••• D•• S••••••••• L••Sep 22, 2025 · Houston, Tx
- 3 joined from L•• F•••••••• L••Jan 25, 2016 · Ft Worth, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• K•••••••• G•••• · Chief Compliance Officercontrolsince 08/2026 · owns less than 5%
- G••••••• B••••••• W•••• · Ceocontrolsince 01/2018 · owns 25% to 50%
- G••••••• D••••• W•••• · Chairmancontrolsince 09/2014 · owns 25% to 50%
- M••••••••• J••••• L•• · Director Of Human Developmentcontrolsince 01/2025 · owns less than 5%
- S••••••• S•••••• W•••• · Chief Compliance Officer; Director Of Business Operationscontrolsince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Weatherford, Tx · principal | 19 | 2 | 0 | ||
| Katy, Tx | 5 | 0 | 0 | ||
| Lubbock, Tx | 4 | 1 | 0 | ||
| Fort Worth, Tx | 3 | 0 | 0 | ||
| Houston, Tx | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Fort Worth, TX3 employees
- Lubbock, TX3 employees
- Katy, TX2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 2, 2026C••••••• K•••••••• G•••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2018-01-16 and 2026-09-02peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Sep 2, 2026S••••••• S•••••• W•••• (CHIEF COMPLIANCE OFFICER; DIRECTOR OF BUSINESS OPERATIONS) left Schedule A between the filings of 2018-01-16 and 2026-09-02peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Sep 2, 2026M••••••••• J••••• L•• (DIRECTOR OF HUMAN DEVELOPMENT) appeared on Schedule A between the filings of 2018-01-16 and 2026-09-02peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Aug 26, 2026 to Sep 2, 2026
- Related adviser · false to unsetAug 26, 2026 to Sep 2, 2026
- Related bank · false to unsetAug 26, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetAug 26, 2026 to Sep 2, 2026
- Related insurance company · false to unsetAug 26, 2026 to Sep 2, 2026
- Succession · false to unsetAug 26, 2026 to Sep 2, 2026
- Accounts · 1,769 to 2,039Feb 10, 2026 to Mar 31, 2026
- Advisory employees · 15 to 19Feb 10, 2026 to Mar 31, 2026
- Charity clients · 2 to 4Feb 10, 2026 to Mar 31, 2026
- Corporate clients · 13 to 18Feb 10, 2026 to Mar 31, 2026
- HNW clients · 205 to 286Feb 10, 2026 to Mar 31, 2026
- Individual clients · 538 to 488Feb 10, 2026 to Mar 31, 2026
- Assets in custody · $416M to $546MFeb 10, 2026 to Mar 31, 2026
- Employees · 17 to 20Feb 10, 2026 to Mar 31, 2026
- Financial planning clients · 101-250 to More than 500Feb 10, 2026 to Mar 31, 2026
- State-registered IARs · 15 to 19Feb 10, 2026 to Mar 31, 2026
- Discretionary RAUM · $804M to $970MFeb 10, 2026 to Mar 31, 2026
- HNW RAUM · $429M to $544MFeb 10, 2026 to Mar 31, 2026
- Individual RAUM · $181M to $164MFeb 10, 2026 to Mar 31, 2026
- Pension RAUM · $4.7M to $6.5MFeb 10, 2026 to Mar 31, 2026
- RAUM · $804M to $970MFeb 10, 2026 to Mar 31, 2026
- Advisory employees · 14 to 15Sep 23, 2025 to Jan 2, 2026
- Employees · 16 to 17Sep 23, 2025 to Jan 2, 2026
- State-registered IARs · 14 to 15Sep 23, 2025 to Jan 2, 2026
- Accounts · 1,289 to 1,769Nov 5, 2024 to Apr 23, 2025
- BD registered reps · 14 to 0Nov 5, 2024 to Apr 23, 2025
- Charity clients · 1 to 2Nov 5, 2024 to Apr 23, 2025
- Corporate clients · 8 to 13Nov 5, 2024 to Apr 23, 2025
- HNW clients · 171 to 205Nov 5, 2024 to Apr 23, 2025
- Individual clients · 417 to 538Nov 5, 2024 to Apr 23, 2025
- Assets in custody · $255M to $416MNov 5, 2024 to Apr 23, 2025
- Employees · 15 to 16Nov 5, 2024 to Apr 23, 2025
- Financial planning clients · 251-500 to 101-250Nov 5, 2024 to Apr 23, 2025
- Discretionary RAUM · $473M to $804MNov 5, 2024 to Apr 23, 2025
- HNW RAUM · $287M to $429MNov 5, 2024 to Apr 23, 2025
- Individual RAUM · $126M to $181MNov 5, 2024 to Apr 23, 2025
- Pension RAUM · $4.1M to $4.7MNov 5, 2024 to Apr 23, 2025
- RAUM · $473M to $804MNov 5, 2024 to Apr 23, 2025
- Advisory employees · 13 to 14May 21, 2024 to Nov 5, 2024
- BD registered reps · 11 to 14May 21, 2024 to Nov 5, 2024
Signals
3 dated events
- 2 advisors left F•••••• D•• S••••••••• L•• (Houston, TX) for B•••••• C•••••• on the same daySep 22, 2025 · Team lift-out · derived
- B•••••• C•••••• reported RAUM $803.7M, up 70% from $473.0M (2024-11-05 to 2025-04-23)Apr 23, 2025 · RAUM change · derived
- G•••••• W••••• A••••••• G••••• L•• filed its initial SEC registration (Form ADV)Nov 10, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 817-288-3004reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-930-4460reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 806-771-1977reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/bentoakcapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bentoakcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-550-6750reportedpublic record, Form ADV, Sep 2, 2026
- Team page
- bentoakcapital.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026