DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Harvest Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Joseph Presti | Harvest Capital Management Inc independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Nov 14, 2019 | Dec 4, 2019 |
| John Fremont Weeks | Harvest Capital Management Inc independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Nov 14, 2019 | Nov 28, 2019 |
| Jebalakshi Angeline Indrika Arnold | Harvest Capital Management Inc independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Nov 14, 2019 | Dec 3, 2019 |
| Neil Gerhard Bleicken | Harvest Capital Management Inc other | David Wendell Associates, Inc. other | Other | Jun 1, 2016 | Jun 2, 2016 |
| Stephen Robert Murray | Harvest Capital Management Inc other | Eldridge Investment Advisors Inc other | Other | Aug 24, 2015 | Mar 3, 2016 (192 d) |
| Carolyn E Pomfret | Harvest Capital Management Inc other | Curbstone Financial Management Corp. other | Other | May 2, 2008 | Nov 19, 2008 (201 d) |
| Monica Ann Mccarthy | Harvest Capital Management Inc other | Th&T Private Asset Management, LLC unclassified | Other | May 22, 2003 | Mar 3, 2004 (286 d) |
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7 moves match.