DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sierra Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bruk A CampbellSierra Investment Management, LLC independent RIAOcean Park Asset Management, Inc. independent RIARIA to RIADec 23, 2024Apr 4, 2024
Stanley Scott SchieweSierra Investment Management, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankFeb 7, 2023Nov 2, 2022
Adam JarosSierra Investment Management, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2023Apr 27, 2023 (114 d)
Christopher Shawn WilsonSierra Investment Management, LLC independent RIAAtlanta Consulting Group Advisors, LLC otherOtherAug 8, 2022Jul 21, 2023 (347 d)
Robert PetrosyanSierra Investment Management, LLC independent RIAPotomac asset managerOtherNov 4, 2021Aug 21, 2025 (1386 d)
Alexander Gordon WardSierra Investment Management, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2021Mar 29, 2021
Theresa Frances SpathSierra Investment Management, LLC independent RIAOcean Park Asset Management, LLC asset managerOtherFeb 1, 2021Dec 26, 2018
Matthew Edwin ParkhurstSierra Investment Management, LLC otherCounterpoint Asset Management LLC state registeredOtherMar 2, 2017Mar 17, 2017
Daniel Wendell KrauseSierra Investment Management, LLC otherCounterpoint Asset Management LLC state registeredOtherFeb 20, 2015Feb 17, 2015
Thea Rae LewisSierra Investment Management, LLC otherCapital Client Group, Inc. no RAUMOtherJul 11, 2014Jun 16, 2014
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10 moves match.