DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from UBS Asset Management (Americas) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Megan Von FeldtUBS Asset Management (Americas) LLC mixed wealthO'Connor Alternative Investments, LLC asset managerOtherApr 17, 2026Apr 7, 2026
David KellyUBS Asset Management (Americas) LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseApr 1, 2026Apr 1, 2026
Christopher Carl AndersenUBS Asset Management (Americas) LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseApr 1, 2026Apr 1, 2026
Eileen WongUBS Asset Management (Americas) LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseApr 1, 2026Apr 1, 2026
Edward EcclesUBS Asset Management (Americas) LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseApr 1, 2026Apr 1, 2026
Christopher Michael SheaUBS Asset Management (Americas) LLC mixed wealthRockefeller Capital Management BD affiliatedRIA to affiliated broker-dealer or bankFeb 26, 2026Apr 6, 2026 (39 d)
Robert Joel DorfmanUBS Asset Management (Americas) LLC mixed wealthO'Connor Alternative Investments, LLC asset managerOtherFeb 20, 2026Jan 27, 2026
Nicholas Thomas CarrollUBS Asset Management (Americas) LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseMay 28, 2024May 28, 2024
Enrique DavilaUBS Asset Management (Americas) LLC mixed wealthCitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 22, 2024Nov 5, 2025 (532 d)
Tess Olivia SegalUBS Asset Management (Americas) LLC otherUBS Financial Services Inc. wirehouseOtherApr 17, 2020Apr 16, 2020
James ObrienUBS Asset Management (Americas) LLC otherUBS Financial Services Inc. wirehouseOtherApr 8, 2019Apr 8, 2019
Charles Macewan AndersonUBS Asset Management (Americas) LLC otherUBS Financial Services Inc. wirehouseOtherSep 21, 2018Sep 11, 2018
Melanie RubinsteinUBS Asset Management (Americas) LLC otherUBS Financial Services Inc. wirehouseOtherJul 4, 2018Jul 2, 2018
Bryn Basiardanes TalkingtonUBS Asset Management (Americas) LLC otherRequisite Capital Management LLC no RAUMOtherJul 7, 2017Jun 16, 2017
Danielle Nicole SingerUBS Asset Management (Americas) LLC otherInvesco Advisers, Inc. otherOtherMay 28, 2014Jun 16, 2014
Thomas M MurphyUBS Asset Management (Americas) LLC otherT. Rowe Price Advisory Services, Inc. independent RIAOtherAug 29, 2013Mar 15, 2018 (1659 d)
John Eric CaseyUBS Asset Management (Americas) LLC otherCypress Creek Partners otherOtherFeb 1, 2011Feb 2, 2011
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17 moves match.