DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stegner Investment Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leslie Shockley Ballantine | Stegner Investment Associates Inc mixed wealth | Cerity Partners Ocio LLC independent RIA | RIA to RIA | May 7, 2021 | Aug 9, 2021 (94 d) |
| Abigail Powell Wrinkle | Stegner Investment Associates Inc mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2020 | Oct 12, 2020 (83 d) |
| Ava Jackie Nivens | Stegner Investment Associates Inc mixed wealth | The Gleason Group, Inc. independent RIA | RIA to RIA | Oct 11, 2019 | Sep 17, 2019 |
| Clifton Brent Smith | Stegner Investment Associates Inc other | Morgan Stanley wirehouse | Other | Mar 19, 2012 | Apr 18, 2012 |
| Kristin V Dunlevy | Stegner Investment Associates Inc other | Kd Fiduciary Asset Management, Inc. unclassified | Other | Mar 18, 2011 | Dec 9, 2011 (266 d) |
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5 moves match.