DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Whitegate Investment Counselors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allison M Madden | Whitegate Investment Counselors, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Apr 30, 2024 | Mar 6, 2025 (310 d) |
| Martha Elizabeth Cottrill | Whitegate Investment Counselors, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 19, 2022 | Jan 3, 2022 |
| Chad Leslie Richardson | Whitegate Investment Counselors, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 19, 2022 | Jan 5, 2022 |
| Jennifer J. Wilcox | Whitegate Investment Counselors, Inc. independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jan 19, 2022 | Jan 3, 2022 |
| Scott Edward Beckman | Whitegate Investment Counselors, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Dec 13, 2019 | Sep 18, 2020 (280 d) |
| Sally Smith Nicoli | Whitegate Investment Counselors, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Apr 19, 2018 | Jul 31, 2018 (103 d) |
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6 moves match.