DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Emerald Asset Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scot Laurence Hunter | Emerald Asset Advisors LLC independent RIA | Emfo, LLC no RAUM | Other | Jul 5, 2019 | Nov 2, 2017 |
| Allan Michael Budelman | Emerald Asset Advisors LLC independent RIA | Emerald Allocation Strategies, LLC no RAUM | Other | Jul 5, 2019 | Jun 8, 2010 |
| Robert Levin | Emerald Asset Advisors LLC independent RIA | Slatestone Private Client no RAUM | RIA to a newly registered adviser | Jun 21, 2019 | Jun 25, 2019 |
| Troy Canner Sorel | Emerald Asset Advisors LLC independent RIA | Slatestone Private Client no RAUM | RIA to a newly registered adviser | Jun 21, 2019 | Jul 2, 2019 |
| Kristof Stefan Lewicki | Emerald Asset Advisors LLC independent RIA | Kris Lewicki & Associates, LLC state registered | RIA to a state-registered adviser | Apr 23, 2019 | Jun 6, 2019 (44 d) |
| Stephanie Anastasia Carreras | Emerald Asset Advisors LLC other | Td Ameritrade, Inc. no RAUM | Other | Jul 1, 2011 | Jan 27, 2012 (210 d) |
| Jeffrey N. Eisfelder | Emerald Asset Advisors LLC other | RBC Securities, Inc. other | Other | Aug 18, 2009 | Mar 22, 2011 (581 d) |
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7 moves match.