DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Laffer Tengler Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Steven Werner | Laffer Tengler Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2026 | Aug 25, 2026 (224 d) |
| Jonathan E Curley | Laffer Tengler Investments, Inc. independent RIA | World Investment Advisors, LLC institutional | Other | Mar 1, 2023 | May 2, 2023 (62 d) |
| Alec Louis Diamond | Laffer Tengler Investments, Inc. independent RIA | Alliancebernstein L.P. asset manager | Other | Sep 19, 2022 | Jun 22, 2022 |
| Richard Allen Grider | Laffer Tengler Investments, Inc. independent RIA | My Prosper Team independent RIA | RIA to RIA | Sep 15, 2022 | Sep 13, 2024 (729 d) |
| Katherine Mach | Laffer Tengler Investments, Inc. independent RIA | World Investment Advisors, LLC other | Other | Mar 4, 2022 | Jan 5, 2026 (1403 d) |
| Eileen Robin Frohman | Laffer Tengler Investments, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2021 | Sep 13, 2023 (677 d) |
Page 1 of 1
6 moves match.