DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Private Vista, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Paul WilliamsPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2020Oct 30, 2020
Jeffrey Michael TonerPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 21, 2020
Steven Ira MerdingerPrivate Vista, LLC independent RIARaymond James Financial Services, Inc. unclassifiedOtherNov 4, 2020Jul 15, 2002
James Michael WeilPrivate Vista, LLC independent RIARaymond James Financial Services, Inc. unclassifiedOtherNov 4, 2020Apr 15, 2004
Michael Joseph MccabePrivate Vista, LLC independent RIARpc Private Wealth, LLC independent RIARIA to RIANov 4, 2020Jan 11, 2019
Mary Elizabeth McleanPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 8, 2020
Michael Robert MerdingerPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 23, 2020
Nicole Jean RomitoPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 21, 2020
Gregory Ronald BogdanPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 12, 2020
Stephanie Cole NanneyPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 6, 2020
Randy Erven PorzelPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 7, 2020
Matthew James ParentiPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 5, 2020
Daniel Joseph RookerPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 6, 2020
Delaney Michelle OrozcoPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 7, 2020
Samuel Albert AwadPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 6, 2020
Colleen M. DwyerPrivate Vista, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 27, 2020
Ying Ying HuangPrivate Vista, LLC independent RIATreybourne Wealth Planners independent RIARIA to RIAApr 12, 2019Apr 2, 2019
Thomas Edward WestrickPrivate Vista, LLC independent RIARpc Private Wealth, LLC independent RIARIA to RIAFeb 26, 2019Nov 13, 2018
Daniel Joshua HamburgerPrivate Vista, LLC independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseSep 21, 2018Aug 23, 2018
Elissa Ann LovellPrivate Vista, LLC otherTruvestments Capital LLC independent RIAOtherJan 29, 2018Mar 14, 2018 (44 d)
Dustin Kriengsak-ObhasPrivate Vista, LLC otherCla Financial Advisors, LLC otherOtherMar 24, 2011Apr 15, 2011
Samuel A. BraunPrivate Vista, LLC otherEagle Asset Management Inc otherOtherJun 15, 2010Aug 29, 2011 (440 d)
Arnold Raymond KimanPrivate Vista, LLC otherStrategic Advisers LLC national BDOtherDec 13, 2006Jan 3, 2007
John F. FurjanicPrivate Vista, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherOct 10, 2005Jan 5, 2005
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24 moves match.