DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Guardian Trust Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin Paul Hon | Capital Guardian Trust Company other | Lodestar Private Asset Management LLC other | Other | Nov 28, 2014 | Jul 21, 2014 |
| Mark Richard Taylor | Capital Guardian Trust Company other | Morgan Stanley wirehouse | Other | Oct 24, 2014 | Nov 4, 2014 |
| John Joseph Zielinski | Capital Guardian Trust Company other | William Blair & Company L.L.C. other | Other | Apr 8, 2013 | Apr 1, 2013 |
| Jane Susan Ringel | Capital Guardian Trust Company other | UBS Financial Services Inc. wirehouse | Other | Apr 7, 2010 | Apr 1, 2010 |
| Eleanor Hawkins Maguire | Capital Guardian Trust Company other | Coburn & Meredith, Inc. other | Other | Dec 31, 2009 | Feb 23, 2010 (54 d) |
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5 moves match.