DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Badgley Phelps Wealth Managers

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jose Francisco BarbosaBadgley Phelps Wealth Managers independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2020Sep 8, 2021 (447 d)
Victoria Marie BestBadgley Phelps Wealth Managers independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankMay 3, 2019May 14, 2019
Alicia Francine SingerBadgley Phelps Wealth Managers independent RIASinger Wealth Management independent RIARIA to RIAOct 1, 2018Jan 29, 2019 (120 d)
Janet Maria WelcherBadgley Phelps Wealth Managers otherFulcrum Capital, LLC otherOtherMar 4, 2015Mar 12, 2015
Charles Joseph WaibelBadgley Phelps Wealth Managers otherSellwood Investment Partners LLC no RAUMOtherNov 13, 2012Oct 8, 2012
William Joseph DerosaBadgley Phelps Wealth Managers otherAnthem Asset Management state registeredOtherJun 4, 2003May 15, 2006 (1076 d)
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6 moves match.