DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Spectrum Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Max Conner Flanagan | Spectrum Investment Advisors, Inc. mixed wealth | Independent Advisor Alliance, LLC other | Other | Aug 25, 2025 | Aug 21, 2025 |
| Yesica V Rojo Torres | Spectrum Investment Advisors, Inc. mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Jul 18, 2022 | Jul 25, 2022 |
| Michael Charles Burroughs | Spectrum Investment Advisors, Inc. independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2019 | Nov 15, 2019 (164 d) |
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3 moves match.