DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Adam Financial Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Joseph Labrake | Adam Financial Associates Inc independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Feb 12, 2020 | Feb 17, 2020 |
| Rachael Catherine Grattan | Adam Financial Associates Inc other | Wipfli Financial Advisors, LLC independent RIA | Other | Feb 17, 2018 | Mar 15, 2018 |
| Stephanie Lee Cooper | Adam Financial Associates Inc other | Creative Planning independent RIA | Other | Jul 13, 2017 | Jun 18, 2018 (340 d) |
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3 moves match.