DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vision Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Ulbrich | Vision Investment Advisors, LLC independent RIA | Gyl Financial Synergies, LLC mixed wealth | RIA to RIA | Jul 9, 2021 | Jul 26, 2021 |
| David Edward Achzet | Vision Investment Advisors, LLC independent RIA | Dominari Securities LLC independent RIA | RIA to RIA | Jul 23, 2019 | Aug 6, 2019 |
| Jeffrey Gene Engelman | Vision Investment Advisors, LLC other | Prism Financial Strategies, LLC no RAUM | Other | Aug 24, 2017 | Aug 23, 2017 |
| Stephen Andrew Conte | Vision Investment Advisors, LLC other | Allstate Financial Advisors, LLC BD affiliated | Other | Feb 29, 2016 | Jun 22, 2021 (1940 d) |
| Lisa Mari Snyderman | Vision Investment Advisors, LLC other | Westport Capital Markets, LLC other | Other | Dec 31, 2015 | Oct 21, 2017 (660 d) |
| Marni Handel | Vision Investment Advisors, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 28, 2015 | Sep 16, 2015 |
| Laurie Ann Pallas | Vision Investment Advisors, LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 31, 2012 | Jan 15, 2013 (137 d) |
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7 moves match.