DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rushmore Investment Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Kent Mergler | Rushmore Investment Advisors Inc other | Banyan Partners, LLC other | Other | Dec 24, 2013 | Jan 6, 2014 |
| Robert Brandt Heitzman | Rushmore Investment Advisors Inc other | Banyan Partners, LLC other | Other | Dec 24, 2013 | Oct 16, 2013 |
| John Allen Vann | Rushmore Investment Advisors Inc other | Banyan Partners, LLC other | Other | Dec 24, 2013 | Oct 17, 2013 |
| Jason John Mcpharlin | Rushmore Investment Advisors Inc other | Banyan Partners, LLC other | Other | Dec 24, 2013 | Oct 21, 2013 |
| Margarita Victoria Fernandez | Rushmore Investment Advisors Inc other | Alhambra Investment Management LLC other | Other | Sep 27, 2013 | Oct 31, 2013 (34 d) |
| Jonathan Patrick Shiffer | Rushmore Investment Advisors Inc other | Curian Capital, LLC other | Other | Nov 8, 2012 | Nov 9, 2012 |
| Gregory Michael Buwick | Rushmore Investment Advisors Inc other | Momentum Independent Network Inc. other | Other | Sep 13, 2006 | Jan 6, 2003 |
| Keith Dow Powell | Rushmore Investment Advisors Inc other | Td Ameritrade, Inc. no RAUM | Other | Aug 5, 2004 | Jul 21, 2004 |
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8 moves match.