DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Successful Resource Management, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter John RothamelSuccessful Resource Management, Ltd. state registeredRothamel Wealth Management, LLC state registeredOtherJul 19, 2019May 9, 2019
Vincent Paul SturmSuccessful Resource Management, Ltd. state registeredBalefire, LLC otherOtherFeb 24, 2016Jan 22, 2016
Herbert Edward ModglinSuccessful Resource Management, Ltd. state registeredBalefire, LLC otherOtherDec 8, 2015Oct 13, 2015
Amit PoddarSuccessful Resource Management, Ltd. state registeredAmeritas Advisory Services otherOtherSep 15, 2015Dec 18, 2015 (94 d)
Derek L BoughSuccessful Resource Management, Ltd. state registeredThink Spending, LLC unclassifiedOtherJun 13, 2012Apr 23, 2012
Gerrit William VriezeSuccessful Resource Management, Ltd. state registeredVsr Advisory Services otherOtherAug 11, 2008Jul 21, 2008
John Thomas PeakSuccessful Resource Management, Ltd. state registeredBerthel Fisher & Company Financial Services, Inc. otherOtherJul 2, 2008May 13, 2008
Eric Alan PetersonSuccessful Resource Management, Ltd. state registeredInvestment Advisors Corp otherOtherMay 22, 2007May 16, 2007
Jeffrey William PetersSuccessful Resource Management, Ltd. state registeredCoordinated Capital Securities, Inc. otherOtherNov 4, 2002Sep 30, 2002
Sarah Lynn KothSuccessful Resource Management, Ltd. state registeredThe Masters, Inc. unclassifiedOtherOct 4, 2002Oct 2, 2002
Jason Wayne ShawSuccessful Resource Management, Ltd. state registeredCambridge Investment Research, Inc. unclassifiedOtherOct 4, 2002Oct 4, 2002
Thomas Ralph ClarkSuccessful Resource Management, Ltd. state registeredThe Masters, Inc. unclassifiedOtherOct 4, 2002Oct 2, 2002
Chad Wesley TerrySuccessful Resource Management, Ltd. state registeredThe Masters, Inc. unclassifiedOtherAug 27, 2002Aug 23, 2002
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13 moves match.