DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Matson Money, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Craig TosiMatson Money, Inc. mixed wealthSowell Management independent RIARIA to RIASep 10, 2025May 14, 2019
Peter Alexander KitzerowMatson Money, Inc. mixed wealthFreedom Investment Management, Inc. independent RIARIA to RIAAug 8, 2025Apr 9, 2021
John Randall PotterMatson Money, Inc. mixed wealthEfficient Advisors independent RIARIA to RIAMar 19, 2025Jun 28, 2022
Cody Daniel ZindlerMatson Money, Inc. mixed wealthStudioi, LLC state registeredRIA to a state-registered adviserJul 31, 2024Aug 29, 2024
Kim-Ngon Trinh WickerMatson Money, Inc. mixed wealthCsp Financial Group LLC no RAUMRIA to a newly registered adviserNov 15, 2023Feb 12, 2024 (89 d)
Philip James CorsonMatson Money, Inc. mixed wealthEfficient Advisors independent RIARIA to RIAMar 23, 2023Jun 28, 2022
Cindy Ann CarpenterMatson Money, Inc. mixed wealthVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2022Mar 7, 2022 (32 d)
Sean BabinMatson Money, Inc. mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankAug 23, 2019Jun 17, 2020 (299 d)
Steven Bradford MillerMatson Money, Inc. mixed wealthSowell Management independent RIARIA to RIAJun 27, 2018Dec 6, 2018 (162 d)
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9 moves match.