DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Peak Financial Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth James Dean | Peak Financial Management Inc other | Winthrop Wealth independent RIA | Other | Jul 24, 2017 | May 7, 2018 (287 d) |
| Kathleen T Kenealy | Peak Financial Management Inc other | Svb Wealth other | Other | Oct 28, 2015 | Nov 9, 2015 |
| Kerry Henry Luria | Peak Financial Management Inc other | Lexington Wealth Management, Inc. independent RIA | Other | Oct 1, 2014 | May 31, 2018 (1338 d) |
| Christopher Cory White | Peak Financial Management Inc other | Modera Wealth Management, LLC other | Other | Jul 21, 2014 | Jul 21, 2014 |
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4 moves match.