DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fca Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jaqlyn Ann LulloFca Corp independent RIAPaul Comstock Partners independent RIARIA to RIAMay 20, 2024Apr 7, 2025 (322 d)
Geraldo Flores OlivoFca Corp independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAJun 9, 2023Jun 16, 2023
Jonathan Earle MccartyFca Corp independent RIARia Advisors independent RIARIA to RIAOct 13, 2022Feb 23, 2023 (133 d)
Carlos Eduardo MejiaFca Corp independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseNov 23, 2021Nov 30, 2021
Clayton Bryant MoyerFca Corp independent RIAAvidian Wealth Solutions independent RIARIA to RIAOct 26, 2021Oct 1, 2021
Jeff Daniel ManwaringFca Corp independent RIAAvidian Wealth Solutions independent RIARIA to RIAOct 11, 2021Oct 3, 2021
Carlos Enrique RubioFca Corp otherNorthwestern Mutual Investment Services,LLC otherOtherNov 3, 2011Dec 12, 2011 (39 d)
Gabe Derek BryanFca Corp otherBridgewater Advisors Inc. independent RIAOtherNov 20, 2007Aug 25, 2021 (5027 d)
Joshua James PrinceFca Corp otherAlliancebernstein L.P. otherOtherSep 27, 2007Nov 15, 2007 (49 d)
Ralph Raymond ScottFca Corp otherL & S Advisors, Inc otherOtherJul 6, 2006Aug 1, 2008 (757 d)
Sy Richard LippmanFca Corp otherL & S Advisors, Inc otherOtherJul 6, 2006Aug 1, 2008 (757 d)
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11 moves match.