DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Great Lakes Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Aaron Thomas Cates	Great Lakes Advisors, LLC other	Calamos Wealth Management LLC other	Other	Sep 12, 2005	Jul 21, 2011 (2138 d)
Robert Allen Stuber	Great Lakes Advisors, LLC other	Wells Fargo Investments, LLC unclassified	Other	Feb 23, 2005	Mar 7, 2005
Suzanne Jones Doyle	Great Lakes Advisors, LLC other	UBS Financial Services Inc. wirehouse	Other	Feb 23, 2005	Mar 10, 2005
John Carol Tyrpin	Great Lakes Advisors, LLC other	Oberweis Asset Management Inc other	Other	Jan 11, 2005	Jun 15, 2017 (4538 d)
Michael Ray Boyd	Great Lakes Advisors, LLC other	Packerland Brokerage Services, Inc. other	Other	Sep 7, 2004	Sep 7, 2004
Michael John Linse	Great Lakes Advisors, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Oct 9, 2003	Oct 15, 2003
Janice P Kass	Great Lakes Advisors, LLC other	William Blair & Company L.L.C. other	Other	Sep 17, 2003	Mar 7, 2007 (1267 d)
Patrick Kent Leichliter	Great Lakes Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jun 3, 2003	Nov 29, 2010 (2736 d)
Bruce Persky	Great Lakes Advisors, LLC other	Banc One Securities Corporation unclassified	Other	Jul 19, 2002	Jul 30, 2002

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69 moves match.