DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Noesis Capital Management Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Scott Greer | Noesis Capital Management Corp independent RIA | Stone Summit Wealth LLC independent RIA | RIA to RIA | Mar 15, 2022 | Mar 28, 2022 |
| Jeremiah Otto Spitzberg | Noesis Capital Management Corp independent RIA | Stone Summit Wealth LLC independent RIA | RIA to RIA | Dec 7, 2021 | Dec 2, 2021 |
| Jennifer Chengwen Tang | Noesis Capital Management Corp independent RIA | Facet independent RIA | RIA to RIA | Mar 5, 2019 | Oct 6, 2022 (1311 d) |
| Sherry L Brenneman | Noesis Capital Management Corp other | Edward Jones national BD | Other | Sep 18, 2017 | Jan 8, 2018 (112 d) |
| Mark Andrew Pearson | Noesis Capital Management Corp other | Rfg Advisory, LLC other | Other | Dec 19, 2013 | Dec 2, 2013 |
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5 moves match.