DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kaiser Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Glenn Petrie	Kaiser Wealth Management other	Geneos Wealth Management, Inc. other	Other	Jun 28, 2013	Jul 13, 2017 (1476 d)
Christine Mary Kelley	Kaiser Wealth Management other	Geneos Wealth Management, Inc. other	Other	Jun 28, 2013	Jul 13, 2017 (1476 d)
Thomas Eugene Brock	Kaiser Wealth Management other	Geneos Wealth Management, Inc. other	Other	May 2, 2013	Jul 12, 2017 (1532 d)
Stephen Philip Sorich	Kaiser Wealth Management other	Geneos Wealth Management, Inc. other	Other	May 2, 2013	Apr 3, 2013
Richard Michael Kaul	Kaiser Wealth Management other	Geneos Wealth Management, Inc. other	Other	May 2, 2013	Apr 2, 2013
Cheri Lynn Johnson	Kaiser Wealth Management other	USA Financial Securities LLC other	Other	Mar 28, 2013	Mar 7, 2013
Pearley Hughes Wells	Kaiser Wealth Management other	First Financial Equity Corporation other	Other	Jan 31, 2012	Jan 11, 2012
Taren Messenger	Kaiser Wealth Management other	Cl Wealth Management LLC other	Other	Jul 26, 2011	Jan 20, 2012 (178 d)
Doyle Edwin Gustus	Kaiser Wealth Management other	Ridgeway Conger Advisory Services other	Other	Sep 14, 2005	Jun 9, 2006 (268 d)

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9 moves match.