DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lcm Capital Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mazin Ahmed QureshiLcm Capital Management Inc independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 12, 2020Apr 26, 2022 (714 d)
Bradley Howard RosleyLcm Capital Management Inc independent RIAFortune Financial Group, Inc. independent RIARIA to RIAFeb 8, 2019Nov 21, 2023 (1747 d)
Jeffrey Nicholas GuzziLcm Capital Management Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 2, 2017Mar 21, 2017
Michael Robert GradyLcm Capital Management Inc otherChicago Capital Management Advisors, LLC otherOtherOct 28, 2002Jan 9, 2003 (73 d)
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4 moves match.