DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Abg Portfolio Strategies, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Brian RaymondAbg Portfolio Strategies, Inc. institutionalSentinel Pension Advisors, LLC. institutionalOtherMar 9, 2020Jan 2, 2020
Matthew Lee PerkinsAbg Portfolio Strategies, Inc. institutionalSentinel Pension Advisors, LLC. institutionalOtherDec 31, 2019Jan 2, 2020
Kevin H LeungAbg Portfolio Strategies, Inc. institutionalSentinel Pension Advisors, LLC. institutionalOtherDec 31, 2019Jan 2, 2020
Brian RaymondAbg Portfolio Strategies, Inc. institutionalSentinel Pension Advisors, LLC. institutionalOtherDec 31, 2019Jan 2, 2020
Ryan Michael RikerAbg Portfolio Strategies, Inc. institutionalSentinel Pension Advisors, LLC. institutionalOtherDec 31, 2019Jan 2, 2020
Joyce E. ClouthierAbg Portfolio Strategies, Inc. institutionalSentinel Pension Advisors, LLC. institutionalOtherDec 31, 2019Jan 1, 2026 (2193 d)
William Preston CooperAbg Portfolio Strategies, Inc. institutionalSentinel Pension Advisors, LLC. institutionalOtherDec 31, 2019Jan 2, 2020
Kim Sue HuppertzAbg Portfolio Strategies, Inc. otherCaptrust Financial Advisors otherOtherApr 3, 2013Aug 6, 2014 (490 d)
Lawrence Brian RaymondAbg Portfolio Strategies, Inc. otherValmark Advisers, Inc. otherOtherSep 13, 2011Feb 8, 2012 (148 d)
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9 moves match.