DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oakwood Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin Lee PierceOakwood Capital, Inc. independent RIAAlphastar Capital Management independent RIARIA to RIAJan 14, 2026Dec 23, 2025
Brandon Douglas VincentOakwood Capital, Inc. independent RIAGood Life Advisors, LLC independent RIARIA to RIAJun 17, 2024Jun 26, 2024
William David RichardsonOakwood Capital, Inc. independent RIASound Income Strategies, LLC independent RIARIA to RIAMar 10, 2023Mar 16, 2023
Jill Anne VeenstraOakwood Capital, Inc. independent RIARegal Investment Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2022Dec 9, 2024 (952 d)
Douglas Eugene HenkeOakwood Capital, Inc. otherLPL Financial LLC independent RIAOtherJul 15, 2019Jul 19, 2019
David Michael MannOakwood Capital, Inc. otherSecurities America Advisors, Inc. otherOtherNov 13, 2015Nov 23, 2015
Ryan Michael CarlsonOakwood Capital, Inc. otherMML Investors Services, LLC otherOtherJan 28, 2013Feb 25, 2013
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7 moves match.