DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Planning Capital Management Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard William Bell | Planning Capital Management Corp. independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Feb 6, 2025 | Dec 17, 2024 |
| David Arden Emery | Planning Capital Management Corp. independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Feb 6, 2025 | Dec 16, 2024 |
| Daniel Burton Brady | Planning Capital Management Corp. independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Feb 6, 2025 | Dec 16, 2024 |
| Paul Cooke Mcclatchy | Planning Capital Management Corp. independent RIA | Bryn Mawr Trust Advisors, LLC independent RIA | RIA to RIA | Nov 21, 2024 | Jan 30, 2025 (70 d) |
| Jay Dixon Ahlbeck | Planning Capital Management Corp. independent RIA | Mariner Independent independent RIA | RIA to RIA | Sep 20, 2024 | Sep 23, 2024 |
| Christine Barbra Stefanski | Planning Capital Management Corp. other | Janney Montgomery Scott LLC other | Other | Feb 22, 2013 | Feb 27, 2013 |
| Francis Matthew Manella | Planning Capital Management Corp. other | MML Investors Services, LLC other | Other | Dec 14, 2010 | Jun 13, 2012 (547 d) |
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7 moves match.