DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Herndon Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Richard Holley | Herndon Capital Management, LLC other | Haven Global Partners, LLC asset manager | Other | Dec 21, 2017 | Mar 14, 2018 (83 d) |
| Randell Alfredine Cain | Herndon Capital Management, LLC other | Kerusso Capital Management, LLC no RAUM | Other | Dec 21, 2017 | May 13, 2022 (1604 d) |
| Matthew B Carney | Herndon Capital Management, LLC other | Edge Advisors, LLC other | Other | Oct 24, 2017 | Oct 3, 2017 |
| Drake John Craig | Herndon Capital Management, LLC other | Globalt Investments independent RIA | Other | Aug 9, 2016 | Oct 30, 2018 (812 d) |
| Annette Michelle Marshall | Herndon Capital Management, LLC other | Triad Advisors, LLC BD affiliated | Other | Jul 28, 2016 | Oct 21, 2019 (1180 d) |
| Marc Otha Sydnor | Herndon Capital Management, LLC other | Globalt Investments independent RIA | Other | Jul 28, 2016 | Apr 26, 2022 (2098 d) |
Page 1 of 1
6 moves match.