DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Planning Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Lawrence ChristieThe Planning Group otherStrategic Investment Advisors unclassifiedOtherJul 23, 2012Jun 3, 2003
Elizabeth ArndtThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Sep 20, 2010
Christopher John BowmanThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Oct 14, 2010
Aaron BrodtThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Jun 16, 2010
Zachary Stuart BrodtThe Planning Group otherAshton Thomas Private Wealth otherOtherMar 28, 2011Jun 16, 2010
Odell BerryThe Planning Group otherSynergy Financial Group Of Arizona, LLC otherOtherJul 23, 2010Jul 8, 2010
Eric Allen NyeThe Planning Group otherNye Wealth Management LLC unclassifiedOtherJun 9, 2009Jun 18, 2009
Mark Stephen HallThe Planning Group otherStrategic Investment Advisors unclassifiedOtherMar 30, 2009Jul 2, 2003
Richard Dean MitchellThe Planning Group otherUnified Wealth Management, LLC otherOtherDec 9, 2008Jun 30, 2009 (203 d)
Magdalena EberhardtThe Planning Group otherStrategic Investment Advisors unclassifiedOtherMay 24, 2006Jul 15, 2005
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10 moves match.