DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rademacher Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Neal Mihir Gudiseva | Rademacher Financial, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Nov 7, 2023 | May 9, 2024 (184 d) |
| Randall Wayne Fowler | Rademacher Financial, Inc. independent RIA | Titleist Capital, LLC independent RIA | RIA to RIA | Oct 1, 2021 | Oct 1, 2021 |
| Andrew Vanbibber Brawley | Rademacher Financial, Inc. independent RIA | Titleist Asset Management, LLC independent RIA | RIA to RIA | Jun 30, 2021 | Apr 17, 2023 (656 d) |
| Daniel J Frank | Rademacher Financial, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jul 23, 2018 | Jul 30, 2018 |
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4 moves match.