DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rosenthal Advisory Services, L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Burk RosenthalRosenthal Advisory Services, L.P. independent RIANational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherFeb 16, 2022Dec 10, 2007
Amy Lynn HammockRosenthal Advisory Services, L.P. independent RIALPL Financial LLC independent RIARIA to RIAFeb 16, 2022Nov 29, 2017
Stewart Bruce LeafbladRosenthal Advisory Services, L.P. independent RIALPL Financial LLC independent RIARIA to RIAFeb 16, 2022Nov 29, 2017
Alisha Renee RosenthalRosenthal Advisory Services, L.P. independent RIALPL Financial LLC independent RIARIA to RIAFeb 16, 2022Nov 29, 2017
Cory Blake BruntzRosenthal Advisory Services, L.P. independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAFeb 16, 2022Oct 11, 2021
Charles Michael AbbottRosenthal Advisory Services, L.P. independent RIALPL Financial LLC independent RIARIA to RIAMay 17, 2019Nov 29, 2017
Shawn Christopher RigginsRosenthal Advisory Services, L.P. independent RIAPark Avenue Securities LLC otherOtherMar 18, 2015Mar 20, 2015
Jessica CafferataRosenthal Advisory Services, L.P. independent RIAUsaa Financial Planning Services no RAUMRIA to a newly registered adviserMar 30, 2011Apr 21, 2011
Alisha Renee RosenthalRosenthal Advisory Services, L.P. independent RIANational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 13, 2010May 21, 2012 (678 d)
Larry Dale JacksonRosenthal Advisory Services, L.P. independent RIALPL Financial LLC otherOtherSep 4, 2009Jan 4, 2011 (487 d)
Brian Wesley ArmstrongRosenthal Advisory Services, L.P. independent RIANational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 14, 2008Dec 10, 2007
Shawndi Lynn PurselleyRosenthal Advisory Services, L.P. independent RIANational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 14, 2008Dec 10, 2007
Amy Lynn HammockRosenthal Advisory Services, L.P. independent RIALPL Financial LLC otherOtherSep 19, 2007Jun 13, 2008 (268 d)
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13 moves match.