DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capes Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Mark Monroe | Capes Capital Management, Inc. other | Monroe Capital Partners, LLC state registered | Other | Aug 2, 2018 | Jan 17, 2019 (168 d) |
| Roy Butler Martin | Capes Capital Management, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 2, 2010 | Jul 29, 2010 |
| David Ryder Kenerson | Capes Capital Management, Inc. other | Virginia Global Asset Management, LLC other | Other | May 1, 2007 | Apr 28, 2008 (363 d) |
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3 moves match.