DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Shobe Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason Peter WindhamThe Shobe Financial Group independent RIARaymond James Financial Services, Inc. unclassifiedOtherMay 11, 2023Jun 8, 2005
Shawna Marie GoodlyThe Shobe Financial Group independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2023Mar 13, 2023
Craig Andrew KliebertThe Shobe Financial Group independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2023Mar 13, 2023
Zainab Murtaza GandhiThe Shobe Financial Group independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2023Mar 13, 2023
Corey Paul LuckettThe Shobe Financial Group independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2023Mar 13, 2023
Erin Sigur SibleyThe Shobe Financial Group independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2023Mar 13, 2023
Connie Perrin LieuxThe Shobe Financial Group independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2023Mar 13, 2023
Bailey Nichole McnamaraThe Shobe Financial Group independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 11, 2023Mar 13, 2023
Joseph Glenn DearmanThe Shobe Financial Group independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 21, 2022Aug 5, 2022
Mason Kyle GoynesThe Shobe Financial Group independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 30, 2020Apr 12, 2021 (194 d)
Paige Leigh St. MartinThe Shobe Financial Group otherLevel Four Advisory Services otherOtherDec 13, 2017Feb 1, 2018 (50 d)
Jerold Marc MatherneThe Shobe Financial Group otherJ.P. Morgan Securities LLC wirehouseOtherJun 4, 2014Feb 6, 2024 (3534 d)
Robert Anthony RizarriThe Shobe Financial Group otherSms Capital Management independent RIAOtherMar 1, 2010Mar 6, 2012 (736 d)
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13 moves match.