DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from David R. Kern Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Christian Layman | David R. Kern Asset Management other | Concorde Asset Management, LLC other | Other | Feb 11, 2014 | Aug 1, 2014 (171 d) |
| Joseph Thomas Wiegand | David R. Kern Asset Management other | Concorde Asset Management, LLC other | Other | Feb 11, 2014 | Aug 1, 2014 (171 d) |
| David Robert Kern | David R. Kern Asset Management other | Concorde Asset Management, LLC other | Other | May 21, 2012 | Dec 17, 2014 (940 d) |
| David Robert Kern | David R. Kern Asset Management other | Atlas Capital Management Corp other | Other | Dec 31, 2004 | Jan 14, 1999 |
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4 moves match.