DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Security Management, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Katherine LewisFinancial Security Management, Inc independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2021Dec 21, 2021
John Randal JuddFinancial Security Management, Inc independent RIAAdvisornet Wealth Partners independent RIARIA to RIAMay 30, 2018Jun 6, 2018
Jared Scott PriceFinancial Security Management, Inc independent RIAAdvisornet Wealth Partners independent RIARIA to RIAMay 30, 2018Jun 11, 2018
Kristina Marie ZimmermanFinancial Security Management, Inc otherLPL Financial LLC independent RIAOtherNov 2, 2017Jan 8, 2018 (67 d)
Damon Curtis SimpsonFinancial Security Management, Inc otherLPL Financial LLC independent RIAOtherNov 2, 2017Nov 29, 2017
Lawrence Richard StoneFinancial Security Management, Inc otherMutual Advisors, LLC BD affiliatedOtherNov 2, 2017Nov 3, 2017
Steven A DownFinancial Security Management, Inc otherMutual Advisors, LLC BD affiliatedOtherNov 2, 2017Nov 3, 2017
Courtney FolkertsFinancial Security Management, Inc otherA & I Wealth Management otherOtherAug 21, 2013Feb 20, 2014 (183 d)
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8 moves match.